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Section 41-4-1
Section 41-4-1Definitions.
The words 'state and the departments, boards, bureaus, commissions, agencies, offices and institutions thereof,' and the words 'departments, boards, bureaus, commissions, agencies, offices and institutions of the state,' wherever they appear in this chapter, shall not be construed to include counties, municipal corporations, political subdivisions, county and city boards of education, district boards of education of independent school districts and other local public bodies.
(Acts 1939, No. 112, p. 144; Code 1940, T. 55, §60.)Section 41-4-2
Section 41-4-2General purpose of department; seal.
There shall be a Department of Finance, which shall be an executive and administrative department and which shall have general supervision of all matters pertaining to the finances of the state and the departments, boards, bureaus, commissions, agencies, offices and institutions thereof and, to the extent herein indicated, over the finances of the counties, municipal corporations, political subdivisions and local public bodies in the state, and to furnish the physical facilities, equipment and supplies and, to the extent herein indicated, the personnel, for the operation of the state and such departments, boards, bureaus, commissions, agencies, offices and institutions thereof. The Department of Finance shall have a seal, which shall be affixed to official acts.
(Acts 1939, No. 112, p. 144; Code 1940, T. 55, §61.)Section 41-4-3
Section 41-4-3Duties of department generally.
It shall be the duty of the Department of Finance:
(1) To manage, supervise and control all matters pertaining to the fiscal affairs and fiscal procedure of the state, except such as may, by the constitution or statute, be specifically required to be performed by the Auditor, the Treasurer or the Department of Revenue, and to keep all records, accounts and data relating thereto.
(2) To manage, supervise and control the insurance of all state property, wherever located.
(3) To operate, manage and administer the State Insurance Fund.
(4) To make the annual financial report of the state, as soon as possible after the close of each fiscal year, in accordance with approved public accounting practice, and in such form and such detail as may be necessary to present an accurate description of the financial condition of the state during the preceding fiscal year. The reports of the Auditor and the Treasurer shall be bound with, and printed as a part of, such report.
(5) To conduct such studies, to secure such information and data, to make such reports and to furnish such information as may be required by the Governor or the Legislature.
(Acts 1939, No. 112, p. 144; Code 1940, T. 55, §62.)Section 41-4-4
Section 41-4-4Certain appropriations to be expended by department.
All appropriations heretofore or hereafter made for the purchase, acquisition or use of furniture, fixtures, supplies, materials, equipment or other personal property, appropriations for printing and binding and the distribution of printed matter, appropriations for the maintenance, repair, improvement, lighting, heating and cleaning of the State Capitol and other property owned or leased by the state in the City of Montgomery, and appropriations for postage and telephone expenses for any department, board, bureau, commission, agency or office of the state located and operating in the City of Montgomery shall be used for the purpose and, if so made, for the department, board, bureau, commission, agency, office or institution for which made. Such appropriations shall be expended by and on the order of the Department of Finance for such purposes.
(Acts 1939, No. 112, p. 144; Code 1940, T. 55, §63.)Section 41-4-5
Section 41-4-5Appointment of employees; officers and employees subject to Merit System.
The Director of Finance shall, subject to the provisions of the Merit System, have the right to appoint any employee in the department. All employees and officers of the Department of Finance, including the chiefs of divisions, except as otherwise provided for in this chapter, shall be subject to the Merit System.
(Acts 1939, No. 112, p. 144; Code 1940, T. 55, §72; Acts 1983, No. 83-438, p. 619, §1.)Section 41-4-6
Section 41-4-6Oath of office and full-time service of officers and chiefs of divisions.
Before entering upon the discharge of their duties, the Comptroller, the Budget Officer, the Purchasing Agent, the chief of the division of service, the chief of the division of local finance and the chief of any other division established by the Director of Finance shall take the constitutional oath of office. Each of such officers shall devote his full time to his official duties and shall hold no other lucrative position while serving as such.
(Acts 1939, No. 112, p. 144; Code 1940, T. 55, §71.)Section 41-4-7
Section 41-4-7Bonds of Comptroller, Purchasing Agent, chiefs of divisions of department, etc.
Before entering upon the duties of their respective offices, the Comptroller, the Purchasing Agent, the chief of the division of service, the chief of the division of finance, the chief of any other division established by the Director of Finance and such other officers or employees of the Department of Finance as are permitted to handle any money or to draw any warrants shall execute to the State of Alabama a bond, to be approved by the Governor, in amounts to be fixed by the Director of Finance, but, in the case of any officer or employee authorized to draw any warrants upon the Treasurer, not less than $25,000.00, for the faithful performance of their duties.
(Acts 1943, No. 122, p. 123; Acts 1961, Ex. Sess., No. 208, p. 2190.)Section 41-4-8
Section 41-4-8Powers and duties of department as to educational and eleemosynary institutions.
(a) With respect to all state educational or eleemosynary institutions which are governed by a board of trustees or other similar governing body, the Department of Finance shall have the following powers and duties only:
(1) To make all budget allotments to such institutions.
(2) To require the furnishing of all information concerning such institutions insofar as necessary in the preparation of the general revenue bill.
(3) To maintain perpetual inventories of all furniture, fixtures, supplies, materials, equipment and other similar personal property on hand, or as may have been or as may be assigned to such institutions, and to make such periodic examinations of such property as may be necessary.
(4) To examine and audit, as provided by law, the records and accounts of all such institutions.
(5) To perform all functions and duties prescribed in Sections 41-4-36, 41-4-50 and 41-4-80 insofar as the provisions thereof are applicable to such institutions.
(6) To perform, unless otherwise provided by law, all the functions provided in Division 1 of Article 5 of this chapter with respect to purchases, contracts and leases for the use of, or acquisition for, such institutions of any personal property, with the exception of mortgages, bonds, choses in action or any other forms of personal property purchased for investment, resale or exchange, or perishable goods, or medical or surgical equipment and supplies.
(7) To maintain records as to prices and sources of supply of such personal property.
(b) None of the provisions of this chapter shall apply to any purchase of $50.00 or less, made by any such institutions.
(Acts 1939, No. 112, p. 144; Code 1940, T. 55, §73.)Section 41-4-9
Section 41-4-9Grants received from the federal government.
Nothing in this chapter shall be deemed to authorize or require the allotment, handling or expenditure of any moneys received as grants from the federal Department of Health, Education and Welfare or any other agency of the federal government, or the use or disposition of any properties purchased therewith, in a manner contrary to any condition or limitation attached to any such grant.
(Acts 1939, No. 112, p. 144; Code 1940, T. 55, §74.)Section 41-4-10
Section 41-4-10Use of funds in sinking fund - Purchase and holding in trust of state bonds.
With the consent of the Governor, the funds in the sinking fund for retiring old bonded debt may be used from time to time by the Department of Finance for the purpose of purchasing and holding in trust in said fund bonds of the State of Alabama. It shall be the duty of the Department of Finance to see that the funds coming into any sinking fund are applied in satisfaction of the bonds against which said sinking fund was created.
(Acts 1935, No. 311, p. 743; Acts 1939, No. 112, p. 144; Code 1940, T. 55, §75.)Section 41-4-11
Section 41-4-11Use of funds in sinking fund - Sale of bonds; reinvestment of funds; cancellation of paid bonds.
With the consent of the Governor, said bonds so purchased and held in trust may be sold from time to time by the Department of Finance, if it is deemed for the best interest of the sinking fund that said transactions be had, and the proceeds held or reinvested from time to time, provided always said fund be kept intact and be used at the maturity of the said bonds for the retirement of the same. Bonds in said sinking fund on maturity dates shall be cancelled and destroyed as other bond obligations of the state are handled when paid at maturity.
(Acts 1935, No. 311, p. 743; Acts 1939, No. 112, p. 144; Code 1940, T. 55, §76.)Section 41-4-12
Section 41-4-12Use of funds in sinking fund - Purchase of state bonds in lieu of use of sinking fund; cancellation and destruction of bonds purchased.
Instead of, or in lieu of, using sinking funds, as is provided for in this article, the Director of Finance, by and with the advice and consent of the Governor, may purchase, upon the best terms obtainable, state bonds or obligations for the payment of which the sinking fund was created, and when such bonds or obligations are so purchased they may be cancelled and retired by the Treasurer, with the advice and consent of the Governor, but no bond or obligation so purchased shall be cancelled or destroyed unless it was purchased by and with the sinking funds which were created for the ultimate payment of such bond or obligation so purchased and cancelled. Such bonds or obligations, when so cancelled and retired, shall be cancelled and destroyed by the Treasurer in the presence of the Governor and the Attorney General, and entry thereof shall be made on the books of the Treasurer as to the number, amount, character and denomination of the bonds or obligations so cancelled and destroyed, and the Treasurer, Governor and Attorney General shall certify to the correctness of the entries so made upon the books of the treasurer.
(Acts 1923, No. 436, p. 585; Code 1923, §846; Acts 1939, No. 112, p. 144; Code 1940, T. 55, §77.)Section 41-4-13
Section 41-4-13Use of funds in sinking fund - Deposit of funds in savings banks.
If any state sinking funds or any part thereof cannot be invested profitably in any of the other modes provided for in this article, the Director of Finance, by and with the advice and consent of the Governor, may direct the Treasurer to deposit any sinking fund or part thereof in a reputable and solvent savings bank on the best terms obtainable.
(Acts 1923, No. 436, p. 585; Code 1923, §847; Acts 1939, No. 112, p. 144; Code 1940, T. 55, §78.)Section 41-4-14
Section 41-4-14Use of funds in sinking fund - Books to be kept showing full entries as to sinking fund.
The Director of Finance shall keep a separate book in which separate and full entries shall be made as to all deposits of sinking funds, which entries shall show with what bank deposited, or from whom bonds or other obligations are purchased and the terms of the deposit or the purchase. In the event any sinking fund is used for the purchase of any interest-bearing bonds or other obligations of the state, the book entries shall show the amount of the funds so used and from whom the bonds or obligations were purchased. In the event any sinking fund or part thereof is used for the purchase of any bond or obligation under Section 41-4-12, for which the particular sinking fund so used was intended and created, which is authorized to be cancelled and retired when so purchased, the book entries shall show the particular fund so used, the amount thereof and the time, character and denomination of the bond, coupon or other obligation so purchased, which is authorized to be cancelled, destroyed and retired, together with the necessary and proper entry as is hereinbefore provided, showing when such bonds, coupons or obligations were cancelled, destroyed or retired.
(Acts 1923, No. 436, p. 585; Code 1923, §848; Acts 1939, No. 112, p. 144; Code 1940, T. 55, §79.)Section 41-4-15
Section 41-4-15Use of funds in sinking fund — Sinking fund not to be diverted from its object.
This article is not intended and shall not be executed, enforced or construed so as to allow any diversion or conversion of any particular sinking funds, or part thereof, from the object and purpose for which such particular fund or part thereof was created, but they shall be executed and enforced so as to enhance and increase the value of all sinking funds and to apply each particular fund and the increased value or interest accruing therefrom to the prompt and faithful payment of the particular indebtedness or obligation for which the fund was created, and no sinking funds or any part thereof shall be devoted to any other use or purpose than that for which it was created and provided.
(Acts 1923, No. 436, p. 585; Code 1923, §849; Acts 1939, No. 112, p. 144; Code 1940, T. 55, §80.)Section 41-4-16
Section 41-4-16Consent of department prerequisite to issuance of securities by state commissions, authorities, etc.; exception as to municipalities.
No bonds or other evidences of indebtedness of any commission or authority created to construct or reconstruct highway bridges, approaches and appurtenances thereto, any housing authority, any state rural electrification authority, any electric membership corporation, any power district or any improvement authority shall be issued or sold until the consent to the issuance and sale thereof shall have been given by the Department of Finance, to be evidenced by the written approval of the Director of Finance. Such consent shall be granted only after a public hearing and after a petition requesting such consent has been duly filed by the corporation, authority, district, commission or other body seeking such consent with the department more than five days before such public hearing. Such petition shall specify the plan or program of the body seeking such consent and the uses to which it is proposed to put the proceeds of such issue and such other matters as are necessary to fully advise such department of the nature of the proposed project, and said petition shall include such other information as may be required by the rules of the department. The Department of Finance shall grant such consent only after it finds that such issue or sale serves some public need and is in the public interest. It shall be unlawful for the body seeking such consent or anyone to use the proceeds of any such issue or sale contrary to the plan and purposes presented to the department in obtaining its consent thereto. The provisions of this section shall not apply to any bonds or other evidence of indebtedness issued by any municipality, or any agencies, bureaus or commissions thereof.
(Acts 1935, No. 65, p. 151; Code 1940, T. 55, §155; Acts 1951, No. 191, p. 454.)Section 41-4-17
Section 41-4-17Rent charged for use of state buildings in Capitol complex; fund for operation, maintenance, etc.
(a) The Department of Finance shall charge reasonable rent for the use and occupancy of any building owned by the state located in the Capitol complex and maintained by the Department of Finance or any other building maintained by the Department of Finance now or in the future. The Director of Finance shall establish such rent at rates which shall not be more than an amount sufficient to pay the reasonable costs of operation, maintenance, repair, renovation and any other necessary expenses.
(b) All rents collected, and income earned from such rents, under the provisions of this section shall be deposited into a revolving fund in the State Treasury designated as the Capitol Complex Maintenance and Repair Fund, and the Director of Finance is authorized to make deposits and expenditures from time to time from such fund for said purposes.
(Acts 1979, No. 79-456, p. 745; Acts 1991, No. 91-573, p. 1056, § 1.)Section 41-4-30
Section 41-4-30Head of department; chief financial officer of state; advisor to Governor and Legislature; appointment; term of office; filling of vacancies; oath of office; full-time position; conflicts of interest.
The Department of Finance shall be headed by, and shall be under the direction, supervision and control of, an officer who shall be known and designated as the Director of Finance. The Director of Finance shall be the chief financial officer of the state and the advisor of the Governor and of the Legislature in financial matters, and he shall at all times be charged with protecting the financial interests of the state. He shall be responsible to the Governor for the administration of the Department of Finance. The Director of Finance shall be appointed and hold office at the pleasure of the Governor. Vacancies for any reason shall be filled in the same manner as original appointments are made. Before entering upon the discharge of his duties, the Director of Finance shall take the constitutional oath of office. The Director of Finance shall devote full time to his office and shall not hold another office under the government of the United States, or under any other state, or of this state or any political subdivision thereof, during his incumbency in such office, and he shall not hold any position of trust or profit or engage in any occupation or business, the conduct of which shall interfere or be inconsistent with the performance of his duties as Director of Finance.
(Acts 1939, No. 112, p. 144; Code 1940, T. 55, §64; Acts 1951, Ex. Sess., No. 8, p. 174.)Section 41-4-31
Section 41-4-31Bond.
Before entering the duties of his office, the Director of Finance shall execute to the State of Alabama a bond, to be approved by the Governor, in an amount to be fixed by the Governor, but not less than $150,000.00, for the faithful performance of his duties.
(Acts 1943, No. 122, p. 123; Acts 1961, Ex. Sess., No. 208, p. 2190.)Section 41-4-32
Section 41-4-32Exercise of functions and duties of Department of Finance.
All functions and duties of the Department of Finance shall be exercised by the Director of Finance, acting by and through such administrative divisions or such officers as he may designate. He shall have all power and authority necessary or convenient to carry out the functions and duties of the Department of Finance.
(Acts 1939, No. 112, p. 144; Code 1940, T. 55, §65.)Section 41-4-33.1
Section 41-4-33.1State-owned surplus property transferred to volunteer fire departments; determination by Forestry Commission; approval by department; penalty for unauthorized use; final disposition of property.
(a) All surplus property owned by the state to be disposed of by sale at auction by the Finance Department shall first be screened by the Forestry Commission to determine if such property may be of use by volunteer fire departments for specific use in fire suppression activities. If the Forestry Commission finds such property to be useful for such purposes, then, with the approval of the state Finance Director, such property shall be transferred to the Forestry Commission. All such property shall be loaned to the volunteer fire departments.
(b) Any property transferred to a volunteer fire department under the provisions of this section shall be used exclusively for fire protection purposes. The use of any such property other than on the business of the volunteer fire department is expressly prohibited. Any violation of the provision of this section shall be a Class A misdemeanor punishable as provided under Title 13A.
(c) Final disposition of all properties loaned by the Forestry Commission as a result of this section shall rest with the Finance Department of the state.
(Acts 1980, No. 80-364, p. 483.)Section 41-4-33.2
Section 41-4-33.2Applicability of section; use of public funds, etc., by ambulance services, etc., authorized; penalty for unauthorized use; final disposition of property.
(a) This section shall apply to voluntary nonprofit ambulance services and voluntary nonprofit rescue squads which are operated as a public service for the benefit of the citizens of this state. It is declared that said ambulance services and rescue squads are quasi-public entities that are entitled to receive and use public funds or property appropriated, donated or loaned to them by the state or any county or municipal governing body.
(b) All surplus property owned by the state to be disposed of by sale at auction by the Finance Department shall first be screened by the state Board of Health Ambulance Advisory Board created in Section 22-18-5, and the Alabama Association of Rescue Squads, Inc., to determine if such property may be of use by volunteer ambulance services or volunteer rescue squads respectively. If said entities find such property to be useful to voluntary ambulance services or rescue squads, then the state Finance Director shall loan said property to the voluntary services. The state Finance Director is authorized to promulgate necessary rules to implement this section.
(c) Any property transferred to a volunteer ambulance service or rescue squad under the provisions of this section shall be used exclusively for ambulance and rescue purposes. The use of any such property other than on the business of the volunteer ambulance service or rescue squad is expressly prohibited. Any violation of the provision of this section shall be a Class A misdemeanor punishable as provided under Title 13A.
Final disposition of all properties loaned as a result of this section shall rest with the Finance Department of the state.
(Acts 1984, No. 84-619, p. 1257.)Section 41-4-34
Section 41-4-34Duty as to offices and rooms in Capitol and other locations in Montgomery.
The Director of Finance must assign rooms in the Capitol to the Secretary of State, Auditor, Treasurer, the Department of Revenue and such other officers as may be designated by law, or which, in the discretion of the Governor, should have such offices, and, in the absence of any legislative provision, designate the purposes to which other rooms are to be applied. The director may supply offices or quarters for state officers or departments of the state outside of the State Capitol, within the City of Montgomery, when, in the discretion of the Governor, the public interest and welfare will be subserved or promoted thereby.
(Code 1852, §50; Code 1867, §58; Code 1876, §56; Code 1886, §57; Code 1896, §1956; Code 1907, §553; Code 1923, §756; Code 1940, T. 55, §67.)Section 41-4-35
Section 41-4-35Promulgation and effect of rules and regulations; enforcement and amendment of rules and regulations.
The Director of Finance shall, with the approval of the Governor, establish and promulgate rules and regulations with respect to the manner of performance of all functions and duties of the Department of Finance, the execution of the business of the department and its relations to and business with the other departments, boards, bureaus, commissions, agencies, offices and institutions of the state, the officers and employees thereof, the counties, municipal corporations, political subdivisions and local public bodies in the state, the officers and employees thereof, and the public, which rules and regulations shall be reasonably calculated to effect the expeditious and efficient performance of such functions and duties and shall not be in conflict with applicable statutes. When approved by the Governor, such rules and regulations shall have the effect of law and shall govern all departments, boards, bureaus, commissions, agencies, offices and institutions of the state and the officers and employees thereof, the counties, municipal corporations, political subdivisions and local public bodies in the state, the officers and employees thereof, and the public, in their respective relations to and business with the Department of Finance. Compliance with any such rules or regulations may be compelled by mandamus. Such rules and regulations may be amended from time to time, with the approval of the Governor. Anything herein to the contrary notwithstanding, the Department of Finance shall have no power to adopt any rule which shall impose any mandatory duties upon counties, municipal corporations, political subdivisions and local public bodies, including county and city boards of education and district boards of education of independent school districts, other than such mandatory duties as may be imposed upon them by law.
(Acts 1939, No. 112, p. 144; Code 1940, T. 55, §68.)Section 41-4-36
Section 41-4-36Inspection and production of books, records, accounts, etc.; examination of witnesses.
The Director of Finance and any authorized officer or employee of the Department of Finance shall, in the performance of his official duties, for the purpose of examination, have access to, and the right to copy from, any book, record, account, document, receipt or paper of any of the departments, boards, bureaus, commissions, agencies, offices or institutions of the state or of any of the counties, municipal corporations, political subdivisions or public bodies in the state or of the officers or employees thereof, in such manner as may be reasonable and at reasonable times. The Director of Finance or any officer or employee of the Department of Finance designated by the director, in the performance of his official duties, shall have the power to administer oaths, certify to official acts, take and cause to be taken depositions of witnesses, issue subpoenas, compel the attendance of witnesses and the production of accounts, documents, receipts, papers and testimony, and all witnesses regularly summoned as herein provided shall be paid $.05 per mile each way for the distance traveled plus $3.00 per diem for each day consumed in the hearing and in the traveling to and from the place of hearing. In the event of the failure of any person to comply with any subpoena lawfully issued, or on the refusal of any witness to produce evidence or to testify as to any matter regarding which he may be lawfully interrogated, it shall be the duty of any court of competent jurisdiction or the judge thereof, upon the application of the Director of Finance or any officer of the Department of Finance designated by the director, to compel obedience by attachment proceedings for contempt, as in the case of disobedience of the requirements of a subpoena issued for such court or a refusal to testify therein. A wilfully false material statement in any examination herein provided for shall constitute perjury and be punishable as such.
(Acts 1939, No. 112, p. 144; Code 1940, T. 55, §69.)Section 41-4-37
Section 41-4-37Creation of additional divisions in department; assignment of functions and duties of divisions.
With the approval of the Governor, the Director of Finance may create and establish such additional divisions as may be determined to be necessary or convenient in the efficient and expeditious performance of the functions and duties of the Department of Finance and assign functions and duties for such divisions, and he may, with the approval of the Governor, reassign functions and duties as between existing divisions. Chiefs of such new divisions shall be appointed by the Director of Finance, with the approval of the Governor, subject to the provisions of the Merit System.
(Acts 1939, No. 112, p. 144; Code 1940, T. 55, §70.)Section 41-4-38
Section 41-4-38Cash Management Improvement Act of 1990 — Administration; appropriation from State General Fund.
(a) The Cash Management Improvement Act of 1990, Public Law 101-453, October 24, 1990, (CMIA), imposes requirements for the timely transfer of funds between a federal agency and a state, and for the exchange of interest where transfers are not made in a timely fashion. The Director of Finance is hereby authorized to make provision for such net interest payments required to be made to the federal government. All state agencies, boards, bureaus, departments and institutions shall cooperate fully with the requirements imposed by the Director of Finance in accumulating all the necessary data elements to fully comply with all the provisions of the CMIA.
(b) There is hereby appropriated annually from the State General Fund a sufficient amount to pay the net interest costs due to the federal government in accordance with the provisions of CMIA for all state agencies, boards, bureaus, departments and institutions which maintain their funds in the State Treasury. All state agencies, boards, bureaus, departments and institutions which maintain their funds outside the State Treasury shall pay from their own funds the net interest costs due as a result of their exchange of funds with the federal government.
(Acts 1995, No. 95-715, p. 1532, §§1, 2.)Section 41-4-50
Section 41-4-50Established; functions and duties.
There shall be in the Department of Finance the division of control and accounts. The functions and duties of the division of control and accounts shall be as follows:
(1) To keep all books, records and accounts relating to the finances of the state government (including the budget accounts) which are authorized or required to be kept by the Department of Finance, in accordance with recognized standards of public accounting and in such a manner as at all times to reveal the true financial status of the state government and of each special fund and account in the State Treasury.
(2) To control and make records of all payments into and out of the State Treasury and each special fund and account therein.
(3) To audit currently all receipts and receivables.
(4) To preaudit and determine the correctness and legality of every claim and account submitted for the issuance of a warrant and to determine that funds have been appropriated and allotted and are then available in the State Ttreasury for the payment of such claim or account before any warrant on the State Treasury shall be issued; except, that the preaudit of claims for unemployment compensation or public assistance or child welfare or income tax refunds shall be performed by the department or departments having charge of the other functions and duties relating to unemployment compensation, or public assistance, or child welfare, or income tax refunds subject to the general supervision of the division of control and accounts.
(5)a. To draw every warrant authorized to be drawn upon the State Treasury and any fund therein, whether a special or earmarked fund or not.
b. Any law to the contrary notwithstanding, any or all warrants issued by the division of control and accounts may be transferred or deposited electronically or by other acceptable methods to any financial institution capable of handling direct deposits by electronic transfer or other acceptable methods if written approval is given by the original payee of said warrant. The state Comptroller shall maintain files on all written approvals given by original payees and separate records on all transfers of funds authorized in this subsection and shall furnish sufficient documentation for the purpose of auditing and reconciling such electronic financial transactions.
(6) To secure such information and data, to prepare or make such studies and reports and to perform such other functions and duties of the Department of Finance as may from time to time be assigned by the Director of Finance.
(Acts 1939, No. 112, p. 144; Code 1940, T. 55, §81; Acts 1984, 1st Ex. Sess., No. 84-789, p. 180.)Section 41-4-51
Section 41-4-51Comptroller - Head of division; appointment.
The division of control and accounts shall be headed by and be under the direction, supervision and control of an officer who shall be designated the Comptroller. The Comptroller shall be appointed by the Director of Finance, with the approval of the Governor.
(Acts 1939, No. 112, p. 144; Code 1940, T. 55, §81.)Section 41-4-52
Section 41-4-52Comptroller - Restrictions on receipt of revenue.
The Comptroller has no authority in any civil action or proceeding commenced or directed by him, or in any other case, unless such authority is expressly given, to receive any of the state revenue.
(Code 1852, §368; Code 1867, §420; Code 1876, §97; Code 1886, §108; Code 1896, §2007; Code 1907, §611; Code 1923, §818; Acts 1939, No. 112, p. 144; Code 1940, T. 55, §82.)Section 41-4-53
Section 41-4-53Comptroller - Restrictions on drawing warrants in favor of defaulters.
The Comptroller must not give any public defaulter any warrant for moneys due him from the state, except the balance which is due after the application of the amount due from the state to the extinguishment of the debt, interest and damages, if any are given by law, due from such defaulter.
(Code 1852, §367; Code 1867, §419; Code 1876, §96; Code 1886, §107; Code 1896, §2006; Code 1907, §610; Code 1923, §817; Acts 1939, No. 112, p. 144; Code 1940, T. 55, §83.)Section 41-4-54
Section 41-4-54Accounts against state to be itemized.
All accounts against the state must be accurately and fully itemized.
(Code 1852, §369; Code 1867, §421; Code 1876, §98; Code 1886, §109; Code 1896, §2008; Code 1907, §612; Code 1923, §819; Code 1940, T. 55, §84; Acts 1969, No. 272, p. 603.)Section 41-4-55
Section 41-4-55Method of indicating Governor's approval of vouchers or accounts where required.
On all vouchers or accounts for payment of state funds by warrant of the state Comptroller which, by general or special law, require the approval of the Governor, such approval may be indicated thereon by method of certification by the director or executive officer duly designated for the department requesting payment that the Governor's approval has been obtained.
Certification executed pursuant to this section shall constitute prima facie evidence of the Governor's approval for such payment.
(Acts 1969, No. 224, p. 544.)Section 41-4-56
Section 41-4-56Evidence required for payment from contingent funds.
No money shall be paid out of any contingent fund, except upon account stated, setting forth the items upon which payment is claimed, signed by the proper person, with such authentication as the Governor may require of the correctness of the same.
(Code 1867, §416; Code 1876, §94; Code 1886, §105; Code 1896, §2004; Code 1907, §608; Code 1923, §815; Code 1940, T. 55, §85.)Section 41-4-57
Section 41-4-57Statement of expenses of state officers and employees to be filed with Comptroller before warrant issued.
All officers and employees who travel at the expense of the state or any of its departments, agencies, boards, bureaus or commissions shall file with the Comptroller an itemized statement of all expenses incurred, including those for transportation, in connection with such travel at the expense of the state, agency, institution, board, bureau, or commission, verified by affidavit, before any warrant shall issue for such expenses.
(Acts 1919, No. 151, p. 145; Code 1923, §820; Acts 1939, No. 112, p. 144; Code 1940, T. 55, §86; Acts 1943, No. 160, p. 153.)Section 41-4-58
Section 41-4-58Issuance of duplicate warrants when originals lost.
The Comptroller must issue duplicate warrants upon the Treasury whenever he is satisfied that the original warrant has been destroyed or lost. The party holding the duplicate shall have the same right as if he held the original, and the treasurer is authorized to pay the same.
(Code 1876, §100; Code 1886, §111; Code 1896, §2010; Code 1907, §613; Code 1923, §821; Acts 1939, No. 112, p. 144; Code 1940, T. 55, §87.)Section 41-4-59
Section 41-4-59When warrant deemed duly executed.
Every warrant authorized to be drawn upon the State Treasury by the state Comptroller shall be deemed to have been duly executed if it is signed by the Comptroller himself or if it bears a facsimile of the Comptroller's signature placed thereon by the Comptroller or a duly authorized employee of the division of control and accounts in the Department of Finance, with the intent to execute such warrant.
(Acts 1956, 1st Ex. Sess., No. 120, p. 176.)Section 41-4-60
Section 41-4-60When warrants void and claims based thereon barred.
(a) Any warrant heretofore or hereafter drawn by the state Comptroller on any fund in the State Treasury which is outstanding and unpaid one year from the date of issue shall be void and payment of the warrant shall be stopped by the State Treasurer.
(b) Upon the expiration of the period of time provided herein for the voiding of warrants, the State Treasurer shall transfer the amount of the voided warrants to the State Unclaimed Property Fund.
(c) Duplicate warrants issued to replace warrants which have been lost, mutilated, or destroyed shall be deemed to be original warrants for the purposes of this section.
(Acts 1969, No. 226, p. 545; Acts 1995, No. 95-377, p. 771, §1; Act 99-381, §1.)Section 41-4-61
Section 41-4-61Comptroller may require proof of correctness of claim.
The Comptroller has authority to require information on oath, to be administered by him, from any person, touching any claim or account he is required to audit.
(Code 1852, §366; Code 1867, §418; Code 1876, §93; Code 1886, §104; Code 1896, §2003; Code 1907, §607; Code 1923, §814; Acts 1939, No. 112, p. 144; Code 1940, T. 55, §88.)Section 41-4-62
Section 41-4-62Refund of money paid for invalid or unissued bonds, etc. - Authorized; interest.
In cases where any person, firm or corporation has purchased or may hereafter purchase from the state, or of its officers acting under authority or under color of authority purporting to be conferred by an act or resolution of the Legislature of this state, bonds or securities issued or proposed to be issued in consideration of funds or money which such person, firm or corporation has actually paid or caused to be paid into the Treasury of the state, and where for any reason such bonds or securities have not been paid or cannot be issued and delivered or, if issued and delivered, have been declared invalid by the Supreme Court, such person, firm or corporation may have the funds or money so paid into the Treasury of the state refunded, together with interest thereon at the rate of interest said bonds or securities proposed to bear from the date of the payment of said funds or money into the Treasury, on complying with the provisions and requirements of Section 41-4-63.
(Acts 1921, Ex. Sess., No. 10, p. 8; Code 1923, §824; Code 1940, T. 55, §90.)Section 41-4-63
Section 41-4-63Refund of money paid for invalid or unissued bonds, etc. - Application to comptroller; proceedings.
Any person, firm or corporation entitled to the benefit of Section 41-4-62 and desiring to obtain relief hereunder may file an application with the Comptroller of the state, stating the facts upon which relief is sought, verified by his affidavit or that of a duly authorized agent or representative having knowledge of the facts, and when such an application is filed, the Comptroller shall ascertain from the records of the Treasurer of Alabama and other records whether the facts are correctly set forth in the application, and if it is made to appear to the satisfaction of the Comptroller that the state has actually received the funds or money of the applicant under the circumstances named in Section 41-4-62, upon the approval of the Governor and the Treasurer, the Comptroller shall draw a warrant on the treasurer for the payment to such person, firm or corporation of the amount of such funds or money, together with interest thereon at the rate said bonds or securities proposed to bear from the time said funds or money was paid into the treasury.
(Acts 1921, Ex. Sess., No. 10, p. 8; Code 1923, §825; Acts 1939, No. 112, p. 144; Code 1940, T. 55, §91.)Section 41-4-64
Section 41-4-64Comptroller may close out certain inactive funds and transfer balance to General Fund.
The State Comptroller is authorized to transfer to the State General Fund all sums carried in special funds on the books and daily balance sheets of the Comptroller but which have become inactive because all claims against them have been paid or when requests for payments from such funds have not been made or for any other reasons and a reasonable time for making such claims has been allowed. When the Comptroller transfers the balance in any special fund into the General Fund, he shall close out such special fund.
(Acts 1969, No. 166, p. 451.)Section 41-4-80
Section 41-4-80Established; functions and duties.
There shall be in the Department of Finance a division of the budget. The functions and duties of the division of the budget shall be as follows:
(1) To prepare and administer the budget, and direct the execution thereof.
(2) To prepare a detailed tentative budget for every department, board, bureau, commission, agency, office and institution of the state, including those which employ special or earmarked funds, and all earmarked and special funds shall be included in the regular budget of each such department, board, bureau, commission, agency, office or institution.
(3) To make all budget allotments.
(4) To administer, enforce and supervise the execution of the budget, including the enforcement of penalties for the violation of any law, rule or regulation with respect thereto.
(5) To perform all acts and duties required with respect to the budget by the provisions of this article.
(6) To furnish all information for and assist in the preparation of the general revenue bill and all appropriation bills.
(7) To prepare or make such comparisons, studies and reports as may be helpful in the preparation or execution of the budget or the making of budget allotments or as may be required from time to time by the Director of Finance or the Governor.
(8) To secure such information and data from any department, board, bureau, commission, agency, office or institution of the state or any officer or employee thereof as may be needed or considered helpful in the preparation of the budget or any report, study, comparison or other assignment of the division of the budget.
(9) To perform such other functions and duties of the Department of Finance as may from time to time be assigned by the Director of Finance.
(Acts 1939, No. 112, p. 144; Acts 1939, No. 144, p. 190; Code 1940, T. 55, §92.)Section 41-4-81
Section 41-4-81Budget Officer.
(a) The division of the budget shall be headed by and under the direction, supervision and control of an officer who shall be designated the Budget Officer. The Budget Officer may be employed from within or without the classified service; such Budget Officer shall be appointed by and serve at the pleasure of the Director of Finance, with the approval of the Governor. The Budget Officer shall be entitled to the same benefits as any person in the classified service.
(b) Any person who may be serving as such Budget Officer on July 5, 1983, who is not reemployed as such Budget Officer under the provisions of this section, and who prior to such employment as Budget Officer was a member of the state Merit System, may elect to return to the Merit System job classification previously held.
(Acts 1939, No. 112, p. 144; Acts 1939, No. 144, p. 190; Code 1940, T. 55, §92; Acts 1983, No. 83-438, p. 619, §§1, 2.)Section 41-4-82
Section 41-4-82Transmission of budget to Legislature.
Within five days after the convening of each regular business session of the Legislature, the Governor shall transmit to the Legislature a document to be known as a budget, setting forth his financial program for each of the fiscal years which will have begun before the next succeeding regular session of the Legislature (hereinafter referred to as 'budget years,' regardless of the number thereof) and having the character and scope hereinafter set forth.
(Acts 1932, Ex. Sess., No. 37, p. 35; Acts 1939, No. 144, p. 190; Code 1940, T. 55, §93.)Section 41-4-83
Section 41-4-83Form and contents of budget.
The budget shall consist of three parts, the nature and contents of which shall be as follows:
(1) Part I shall consist of the Governor's budget message, in which he shall set forth:
a. His program for meeting all the expenditure needs of the government for each of the budget years, indicating the fund, general or special, from which such expenditures are to be made and the means through which such expenditures are to be financed.
b. Financial statements giving in summary form:
1. The condition of the Treasury at the end of the last completed fiscal year, the estimated condition of the Treasury at the end of the fiscal year in progress and the estimated condition of the Treasury at the end of each of the budget years if his budget proposals are to be put into effect.
2. Statements showing the bonded indebtedness of the government, debt authorized and unissued, debt redemption and interest requirements and the condition of the sinking funds, if any.
3. A summary of appropriations recommended for each of the budget years for each department, board, bureau, commission, agency, office and institution of the state and for the government as a whole, in comparison with the actual expenditures for each of the completed fiscal years covered by the last preceding budget and the estimated expenditures for the fiscal year in progress.
4. A summary of the revenue, classified according to sources, estimated to be received by the government during each of the budget years, in comparison with the actual revenue received by the government during each of the completed fiscal years covered by the last preceding budget and the estimated income for the fiscal year in progress.
c. Such other financial statements, data and comments as in his opinion are necessary or desirable in order to make known in all practicable detail the financial condition and operation of the government and the effect that the budget as proposed by him will have on such condition and operation.
d. If the estimated revenues for the budget years plus the estimated amounts in the Treasury at the close of the fiscal year in progress are less than the aggregate appropriations recommended for the budget years, the Governor shall make recommendation to the Legislature with respect to the manner in which such deficit shall be met, whether by the imposition of new taxes, increased rates in existing taxes or otherwise. If the revenues are more than the aggregate appropriations recommended, he shall make such recommendations with respect to the application of such surplus to the reduction of debt, to reductions in taxation or to such other action as in his opinion is in the public interest.
(2) Part II shall present in detail for each of the budget years his recommendations for appropriations to meet the expenditure needs of the government from each fund, general or special, in comparison with the actual expenditures for each of said purposes during the completed fiscal years covered by the last preceding budget and the estimated expenditures for the fiscal year in progress, classified by departments, boards, bureaus, commissions, agencies, officers and institutions of the state and indicating for each the appropriations recommended for meeting the cost of salaries, travel and per diem expenses, administration, operation and maintenance. Each item of expenditure, actual or estimated, and appropriations recommended shall be supported by detailed statements showing the actual and estimated expenditures and appropriations classified according to a standard scheme of classification to be prescribed by the Department of Finance and the purchase of land, public improvements and other capital outlays in connection therewith.
(3) Part III shall embrace a proposed appropriation bill and a proposed revenue bill or bills for the purpose of proposing in statutory form the recommendations made in Parts I and II. Such appropriation bill or bills shall indicate the funds, general or special, from which such appropriations shall be made, but such appropriations need not be in greater detail than to indicate the total appropriation to be made for each department, board, bureau, commission, agency, office and institution of the state for each budget year for salaries, travel and per diem expenses, administration, operation and maintenance and the cost of land, public improvements and other capital outlays, itemized by specific projects or classes of projects of the same general character.
(Acts 1932, Ex. Sess., No. 37, p. 35; Acts 1939, No. 144, p. 190; Code 1940, T. 55, §94.)Section 41-4-84
Section 41-4-84Estimates of appropriations to be submitted to Department of Finance.
On or before the first day of the third month next preceding each regular business session of the Legislature, each department, board, bureau, commission, agency, office and institution of the state shall transmit to the Department of Finance, on blanks to be furnished it, estimates of their expenditure requirements for each budget year, classified so as to distinguish between expenditures estimated for salaries, travel and per diem expenses, administration, operation and maintenance and the cost of each project involving the purchase of land or the making of a public improvement or a capital outlay of a permanent character, together with such supporting data and explanations as may be called for by the Department of Finance. In case of the failure of any department, board, bureau, commission, agency, office or institution of the state to submit such estimate within the time above specified, the Governor shall cause to be prepared such estimates for such department, board, bureau, commission, agency, officer or institution of the state as in his opinion are reasonable and proper.
(Acts 1932, Ex. Sess., No. 37, p. 35; Acts 1939, No. 144, p. 190; Code 1940, T. 55, §95.)Section 41-4-85
Section 41-4-85Estimates of income to be prepared by Department of Finance.
On or before the first day of the third month next preceding each regular business session of the Legislature, the Department of Finance shall prepare an estimate of the total income of the government for each budget year, in which the several items of income shall be listed and classified according to source or character and by departments, boards, bureaus, commissions, agencies, officers and institutions of the state producing such funds and in which such items shall be compared with the income actually received during the completed fiscal years covered by the next preceding budget and the estimated income to be received during the fiscal year then in progress.
(Acts 1932, Ex. Sess., No. 37, p. 35; Acts 1939, No. 144, p. 190; Code 1940, T. 55, §96.)Section 41-4-86
Section 41-4-86Tentative budget - Preparation.
Upon the receipt of the estimates of expenditure requirements called for by Section 41-4-84 and the preparation of the estimates of income called for by Section 41-4-85, and not later than the first day of the second month preceding each regular business session of the Legislature, the Department of Finance shall prepare a tentative budget conforming as to scope, contents and character to the requirements of Section 41-4-83, and containing the estimates of expenditure and revenue called for by Sections 41-4-84 and 41-4-85, which tentative budget shall be transmitted to the Governor. All facts relating to past receipts and expenditures shall be certified as correct and accurate by the Comptroller in the Department of Finance.
(Acts 1932, Ex. Sess., No. 37, p. 35; Acts 1939, No. 144, p. 190; Code 1940, T. 55, §97.)Section 41-4-87
Section 41-4-87Tentative budget - Hearings.
The Governor shall, upon receipt by him of the tentative budget provided for by Section 41-4-86, make provision for public hearings thereon not later than two weeks prior to the convening of the next ensuing regular business session of the Legislature. To any such public hearings on the tentative budget, the Governor shall extend invitations to and may require the attendance of the heads of all departments, boards, bureaus, commissions, agencies, offices and institutions of the state and other persons receiving or requesting state funds and the giving by them of such explanations and suggestions as they may be called upon to give or as they may desire to offer with respect to the items of requested appropriations in which they are interested. He shall also extend invitations and may require the attendance of the Budget Officer and the Comptroller and the giving by them of any information or data pertinent to the proposed budget. The Governor shall also extend invitations to the Chairman of the Ways and Means Committee of the House and the Chairman of the Finance and Taxation Committee of the Senate of the Legislature which is then in office to be present at such hearings and to participate in such hearings through the asking of questions or the expression of opinions with regard to the items of the tentative budget. The Governor shall also extend a like invitation to the Governor-elect if such there be. The chairmen of said committees, while sitting at such hearings, shall hold the offices of budget advisors, and shall receive a per diem of $10.00 for each day in attendance at such hearings. If either chairman shall be unable to attend, the next ranking member of his committee shall act in his place.
(Acts 1932, Ex. Sess., No. 37, p. 35; Acts 1939, No. 144, p. 190; Code 1940, T. 55, §98.)Section 41-4-88
Section 41-4-88Formulation of final budget.
After such public hearings, the Governor shall proceed to the formulation of the budget provided for in Sections 41-4-82 and 41-4-83. In doing so, he shall give such weight to the estimates of income prepared by the Department of Finance, to the estimates of expenditure requirements submitted by the departments, boards, bureaus, commissions, agencies, offices and institutions of the state, to the tentative budget prepared by the Department of Finance and to the testimony elicited at the hearing thereon as he deems proper, but the proposals contained in the budget shall represent his judgment and recommendations with respect to the provisions to be made for meeting the revenue and expenditure needs of the government for each of the budget years.
(Acts 1932, Ex. Sess., No. 37, p. 35; Acts 1939, No. 144, p. 190; Code 1940, T. 55, §99.)Section 41-4-89
Section 41-4-89Supplemental estimates for additional appropriations.
The Ggovernor shall transmit to the Legislature supplemental estimates for such appropriations as in his judgment may be necessary on account of laws enacted after the transmission of the budget, or as he deems otherwise in the public interest. He shall accompany such estimates with a statement of the reasons therefor, including the reasons for their omission from the budget. Whenever such supplemental estimates amount to an aggregate which, if they had been contained in the budget would have required the Governor to make a recommendation for the raising of additional revenue, he shall make such recommendation.
(Acts 1932, Ex. Sess., No. 37, p. 35; Code 1940, T. 55, §100.)Section 41-4-90
Section 41-4-90Availability and effect of appropriations; restriction of allotments by Governor.
No appropriations made by the Legislature shall be available for expenditures until allotted as provided for in Section 41-4-91. All appropriations, except per capita appropriations now in force or hereafter made to eleemosynary and correctional institutions and the Alabama School for the Deaf and Blind, located at Talladega, Alabama, which appropriations shall remain in full force and effect and be payable and disbursed as now provided by law, are hereby declared to be maximum, conditional and proportionate appropriations, the purpose being to make appropriations payable in full in the amounts named only in the event that the estimated budget resources during each budget year of the period are sufficient to pay all of the appropriations for such year in full. The Governor shall restrict allotments to prevent an overdraft or deficit in any fiscal year for which appropriations are made by prorating without discrimination against any department, board, bureau, commission, agency, office or institution of the state, the available revenues among the various departments, boards, bureaus, commissions, agencies, offices and institutions of the state. In other words, said appropriations shall be payable in such proportion as the total sum of all appropriations bears to the total revenues estimated by the Department of Finance as available in each of said fiscal years. The purpose of this provision is to insure that there shall be no overdraft or deficit in the several funds of the state at the end of any fiscal year, and the Governor is directed and required so to administer this article to prevent any such overdraft or deficit.
(Acts 1932, Ex. Sess., No. 37, p. 35; Acts 1939, No. 144, p. 190; Code 1940, T. 55, §101.)Section 41-4-91
Section 41-4-91Requisition, duration, approval and modification of allotments of appropriations.
Before an appropriation for any purpose to any department, board, bureau, commission, agency, office or institution of the state shall become available, there shall be submitted to the Department of Finance, not less than 20 days before the expiration of the last period for which an allotment has been or shall have been made, a requisition for an allotment of the amount estimated to be necessary to carry on its work during the period for which allotments are made. Allotments shall be made for such length of time as may be determined to be appropriate and convenient by the Department of Finance, with the approval of the Governor, but no allotment (except for the acquisition of land, permanent improvements or other capital projects) shall, in any event, be for a period of longer than three months. Such requisition for an allotment shall contain such information and data and be in such details as may be required by the Department of Finance. The Department of Finance shall examine such requisition and, with the approval of the Governor, shall make such allotment, or modification thereof, as may be deemed necessary, but the total amount of annual appropriations to any department, board, bureau, commission, agency, office or institution of the state shall not be reduced except proportionately as provided for in Section 41-4-90. The Department of Finance shall submit copies of each allotment thus approved to the head of the department, board, bureau, commission, agency, office or institution of the state for which such allotment shall have been made. The Comptroller in the Department of Finance shall set up such allotment on his book and be governed accordingly in his control of expenditures. Allotments of appropriations made for the acquisition of land, permanent improvements and other capital projects may, however, be allotted in one amount by major classes or projects for which they are expendable without regard to allotment periods. Any allotments may be subsequently modified by the Department of Finance, with the approval of the Governor, either upon the written request of the head of the department, board, bureau, commission, agency, office or institution of the state concerned or upon the initiative of the Department of Finance or the Governor, and notice of such modification shall be given and such modification shall be set upon the books of said Comptroller in the same way as in the case of original allotments.
(Acts 1932, Ex. Sess., No. 37, p. 35; Acts 1939, No. 144, p. 190; Code 1940, T. 55, §102.)Section 41-4-92
Section 41-4-92Disposition of departmental and institutional fees, receipts, etc.
All fees, receipts and income collected or received by any department, board, bureau, commission, agency or office or institution of the state shall be paid into the State Treasury or deposited in an approved state depository to the credit of the General Fund of the State of Alabama or to the credit of a special fund if the latter is required by law. No such payment or deposit shall be subject to withdrawal by any such department, board, bureau, commission, agency, office or institution, and all appropriations made to any such department, board, bureau, commission, agency, office or institution shall be specified amounts and shall be subject to allotment as provided in this article. Anything herein to the contrary notwithstanding, however, this article shall not apply to the fees, receipts and income (other than appropriations) of the Department of Conservation and Natural Resources, the Department of Agriculture and Industries or any educational, correctional or eleemosynary institution, or to any endowment or trust fund or gifts to any such institutions, or to the income from such endowments or trust funds, or to private funds belonging to students or inmates of such institutions, nor shall such funds be subject to any allotment under this article or be taken into consideration in making any allotment or prorating of appropriations under this article, and all appropriations made to any such institutions are hereby declared to be in addition to such fees, receipts and other income, and all allotments from such appropriations shall be paid over to such institution, and when such allotments are received by such institutions, the same shall be deposited in any bank or banks in the State of Alabama, which have been duly designated and qualified as state depositories, for the use and benefit of such institution, and such funds shall be available only on the check of such institution depositing them, which is hereby authorized to withdraw such funds at its discretion.
(Acts 1932, Ex. Sess., No. 37, p. 35; Acts 1939, No. 144, p. 190; Code 1940, T. 55, §103.)Section 41-4-93
Section 41-4-93Lapsing of appropriations.
All unencumbered balances of all appropriations shall revert to the State Treasury at the end of each fiscal year and to the credit of the General Fund or the special fund from which the appropriation or appropriations were made. Appropriations for the purchase of land or the erection of buildings or new constructions or for State Department of Transportation maintenance of roads and bridges on the state highway system shall continue in force until the attainment of the object or the completion of the work for which such appropriations are made.
(Acts 1932, Ex. Sess., No. 37, p. 35; Acts 1939, No. 144, p. 190; Code 1940, T. 55, §104; Acts 1979, No. 79-744, p. 1320.)Section 41-4-94
Section 41-4-94Emergency appropriations.
To the end that all expenses of the state may be brought and kept within the budget, the budget appropriation bills shall contain a specific sum or sums as an emergency appropriation or appropriations. Such sum shall not, however, exceed two percent of the total amount appropriated by such bill. The manner of allotment of such emergency appropriation shall be as follows: Any department, board, bureau, commission, agency, office or institution of the state or any person or persons in charge of any activity in which the state is interested, desiring an allotment out of such appropriation, shall present such request in writing to the Department of Finance with such information as it may require, and, such request shall be handled and allotments may be made pursuant thereto as in the case of regular allotments. Such allotments shall be made only for any purpose authorized by law for which no specific appropriation has been made or for which inadvertently an insufficient appropriation has been made.
(Acts 1932, Ex. Sess., No. 37, p. 35; Acts 1939, No. 144, p. 190; Code 1940, T. 55, §105.)Section 41-4-95
Section 41-4-95Appropriations wrongfully expended.
It shall be unlawful for any trustee, commissioner, director, manager, building committee or other officer or person connected with any department, institution, bureau, board, commission or other state agency to which an appropriation is made to expend any appropriation for any purpose other than that for which the money was appropriated, budgeted and allotted, or to consent thereto. If the Governor shall ascertain that any department, institution, bureau, board, commission or other state agency has used any of the moneys appropriated to it for any purpose other than that for which the money was appropriated, budgeted and allotted and not in strict accordance with the provisions of law, the Governor shall have the power and he is hereby authorized to suspend all appropriations and allotments to such department, institution, bureau, board, commission or other state agency until and after such amounts diverted or wrongfully expended have been replaced.
(Acts 1932, Ex. Sess., No. 37, p. 35; Code 1940, T. 55, §106.)Section 41-4-96
Section 41-4-96Penalties for violations of article.
A wilful and knowing refusal to perform any of the requirements of this article or a wilful and knowing refusal to perform any rule or requirement or request of the Governor, Director of Finance or the Budget Officer made pursuant to or under authority of this article by any trustee, commissioner, director, manager, building committee or other officer or person connected with any department, board, bureau, commission, agency, office or institution of the state shall subject the offender to a penalty of $250.00, to be recovered in an action instituted in the Circuit Court of Montgomery County by the Attorney General for the use of the State of Alabama and shall also constitute a misdemeanor, punishable by fine or imprisonment or both, in the discretion of the court, and shall subject such offender to dismissal from office by the person, department, board, bureau, commission, agency, office or institution of the state under which such offender holds office or appointment in accordance with the provisions of the Merit System. If such offender is an officer elected by vote of the people, such offense shall be sufficient cause to subject the offender to impeachment. A refusal to perform any requirement of this article or an improper or illegal performance of any requirement of this article shall subject the Budget Officer or the Director of Finance to a penalty of $500.00, to be recovered in an action instituted in the Circuit Court of Montgomery County by the Attorney General for the use of the State of Alabama, and it shall also constitute a felony. A refusal to perform any of the requirements of this article or an improper or illegal performance of any requirement of this article by the Governor shall make him subject to impeachment.
(Acts 1932, Ex. Sess., No. 37, p. 35; Acts 1939, No. 144, p. 190; Code 1940, T. 55, §107.)Section 41-4-110
Section 41-4-110Established; functions and duties; contracts for stationery, printing, paper and fuel.
(a) There shall be in the Department of Finance the division of purchasing. The functions and duties of the division of purchasing shall be as follows:
(1) To purchase all personal property, except alcoholic beverages, which shall be purchased by the Alcoholic Beverage Control Board and except as otherwise provided by law, for the state and each department, board, bureau, commission, agency, office and institution thereof.
(2) To make and supervise the execution of all contracts and leases for the use or acquisition of any personal property unless otherwise provided by law.
(3) To fix standards of quality and quantity and to develop standard specifications for all personal property acquired by the state or any department, board, bureau, commission, agency, office or institution thereof.
(4) To maintain records as to prices and sources of supply of such personal property, such records to be open to the inspection of any state, county, municipal or other public officer or employee charged with the duty of acquiring any such property or article for his department, board, bureau, commission, agency, office, institution, county, municipal corporation or local public body.
(5) To manage, supervise and control all printing and binding for the state and for each department, board, bureau, commission, agency, office and institution thereof and the distribution of all printed matter and to make and supervise the execution of all contracts with respect thereto, unless otherwise provided by law.
(6) To require the periodic reporting of all purchases of furniture, fixtures, supplies, material, equipment and other personal property, except printing, and all contracts and leases for the use or acquisition thereof by or for counties, the purchase, contract or lease price of which is $100.00 or more, and to require information in connection therewith, to prescribe forms and fix the time for submitting such reports, and, when requested by any county, municipal corporation and other local public body (including any board of education) to make such purchases, contracts or leases for it. It shall be the duty of every county to make such report on forms furnished by the Department of Finance, whenever requested so to do, but not more than once every 30 days.
(7) To perform such other functions and duties of the Department of Finance as may from time to time be assigned by the Director of Finance.
(b) As long as the constitution so requires, all stationery, printing, paper and fuel used in the legislative and other departments of the government shall be furnished, and the printing, binding and distribution of the laws, journals, departmental reports and all other printing, binding and repairing and furnishing the halls and rooms used for the meetings of the Legislature and its committees shall be performed under contract, to be given to the lowest responsible bidder below a maximum price, under such regulations as have been or may be prescribed by law and as may be promulgated by the Director of Finance. No member or officer of any department of the government shall be in any way interested in such contracts, and all such contracts shall be subject to the approval of the Governor, the Auditor and the Treasurer. All contracts not required to be approved by a named officer or officers by the Constitution shall be subject to the approval of the Director of Finance, who may, however, provide for the automatic approval thereof by compliance with the general rules or regulations promulgated by him.
(Acts 1939, No. 112, p. 144; Code 1940, T. 55, §108; Acts 1989, No. 89-947, p. 1866, §1.)Section 41-4-111
Section 41-4-111Purchasing Agent.
The division of purchasing shall be headed by and be under the direction, supervision and control of an officer who shall be designated the Purchasing Agent. The purchasing agent shall be appointed by the Director of Finance with the approval of the Governor.
(Acts 1939, No. 112, p. 144; Code 1940, T. 55, §108; Acts 1989, No. 89-947, p. 1866, §2.)Section 41-4-112
Section 41-4-112When vendor's affidavit not necessary before payment of invoices for state purchases.
In all cases where the state Purchasing Agent has issued a purchase order for the purchase of any supplies, material, equipment or other personal property, no affidavit of the vendor shall be required before payment of the invoice if the account is accurately and fully itemized.
(Acts 1945, No. 213, p. 339.)Section 41-4-113
Section 41-4-113Procedure for obtaining supplies or materials for departments or institutions.
Unless otherwise provided by law, when the head of any state department desires any office supplies or materials or other articles of use or necessity, application shall be made therefor to the division of purchasing, stating by items the articles desired and needed, the fund that will pay for their purchase, that the articles are necessary, that the amount of the requisition is not excessive, and that no part of the requisition will be used except in conducting the public business. The application shall be kept on file in the office of the division of purchasing.
(Acts 1923, No. 85, p. 67; Code 1923, §43; Acts 1939, No. 112, p. 144; Code 1940, T. 55, §109; Acts 1989, No. 89-947, p. 1866, §3; Acts 1993, No. 93-372, p. 634, §1.)Section 41-4-114
Section 41-4-114Purchase of property from United States or its agencies.
(a) Whenever it appears advantageous to the state or any department, division, bureau, commission, board or other agency thereof to purchase or otherwise acquire any equipment, supplies, material or other property which may be offered for sale by the United States of America or any agency thereof, the state Purchasing Agent may, with the approval of the Governor and the Director of Finance, enter into a contract for such purchase with the federal government or with any federal agency charged with the sale or disposition of such equipment, supplies, material or other property, and, subject to the aforesaid approval, said state Purchasing Agent is hereby authorized to execute such contract or contracts.
(b) Subject to the approval of the Governor and the Director of Finance, the state Purchasing Agent may enter a bid or bids in behalf of any department, division, bureau, commission, board or other agency of the state at any sale of any equipment, supplies, material or other property offered for sale through written proposals by the United States of America or any agency thereof when it appears that it is to the interest of the state to do so.
(c) Should the regulations of the federal government, or any agency thereof handling the disposition and sale of any equipment, supplies, material or other property which it would be advantageous to the state to purchase, require that partial or full payment be made at the time sale is effected and before the equipment, supplies, material or other property will be delivered, or where such equipment, supplies, material or other property is sold under bids and the federal agency in charge of such sale requires a deposit in support of bids, the state Comptroller, upon requisition by the state Purchasing Agent, shall, with the approval of the Governor and the Director of Finance, draw a state warrant against the funds of such department or agency payable to the United States of America or its proper agency in such amount as may be necessary to meet the terms and conditions of sale without requiring a certificate showing that the equipment, supplies, material or other property has actually been delivered to the state department or other agency in whose behalf the purchase is being negotiated.
(Acts 1945, No. 88, p. 87.)Section 41-4-115
Section 41-4-115State departments and agencies authorized to enter into lease-sale contracts for procurement of equipment, etc.
All departments and agencies of the State of Alabama may, subject to the provisions of this chapter and Articles 2 and 3 of Chapter 16 of this title, execute and enter into lease-sale contracts for the procurement of materials, machinery and other equipment which are necessary to enable such state department or agency to carry out the obligations imposed by law upon such agency or department of the State of Alabama and which is in the best interest of the State of Alabama. All contracts under this section must be approved in writing by the Governor or by the Director of Finance when so authorized by the Governor.
(Acts 1969, No. 225, p. 545.)Section 41-4-130
Section 41-4-130Public printing and binding to be done under contract; House and Ssenate journals.
(a) The acts and journals of the Legislature, the revenue laws of each session of the Legislature, in separate pamphlets, the reports of the decisions of the Supreme Court, the reports of the decisions of the Court of Civil Appeals and the Court of Criminal Appeals, the annual or biennial reports of all officials, boards, commissions, bureaus, departments and institutions, which are required by law to make such reports, and all handbooks, pamphlets, blanks, bulletins, circulars, notices, reports, messages and forms used, published or required by all such officials, boards, commissions, bureaus, departments and institutions, and also by the Clerk of the Supreme Court, the Clerk of the Court of Civil Appeals, the Clerk of the Court of Criminal Appeals, and all bills, papers, documents and reports ordered by and for the use of the Legislature or either house thereof, shall be printed, or printed and bound, as the case may be, and the records of the Supreme Court, the Court of Civil Appeals and the Court of Criminal Appeals shall be bound as ordered by the clerks of said courts, under contract as provided in this division. No printing or binding for the state shall be done under contracts made in pursuance of the provisions of this division other than such as are covered and provided for in this division. This division shall not apply, however, to printing and binding required by any college, vocational-technical school or trade school subject to the jurisdiction and control of the State Board of Education; such printing and binding shall be performed or furnished under contracts let on a competitive bidding basis by the purchasing agent or chief executive officer of the institution affected.
(b) With regard to the preparation and printing of the journals of the House and Senate, the Clerk of the House and the Secretary of the Senate are hereby authorized to prepare the journal from their respective chambers in such form or state of completion, including camera ready drafts or other forms, as the clerk or secretary deem necessary or appropriate, including the final form for printing. The Clerk of the House and the Secretary of the Senate are each hereby further authorized to prepare a final bound and printed journal in their sole discretion, provided that all other time requirements for their final printing are met.
(Code 1896, §3385; Code 1907, §1647; Code 1923, §2895; Acts 1939, No. 112, p. 144; Code 1940, T. 55, §110; Acts 1967, No. 223, p. 592; Acts 1990, No. 90-224, p. 280, §1.)Section 41-4-131
Section 41-4-131Classification of public printing and binding.
The printing and binding authorized in Section 41-4-130, for the purposes of the contracts provided in this division, shall be divided into classes, each class to be let in a separate contract:
Class 1. The reports of the decisions of the Supreme Court, the Court of Civil Appeals and the Court of Criminal Appeals.
Class 2(a). The acts passed by the Legislature.
Class 2(b). The journals of the House and Senate, unless the Clerk of the House or the Secretary of the Senate elect to bind and print their own respective journals as provided in subsection (b) of Section 41-4-130 above.
Class 3. Annual or biennial reports of all officials, boards, commissions, bureaus, departments and institutions which are required by law, and all handbooks, pamphlets or bulletins which the Commissioner of Agriculture and Industries is or may be authorized by law to publish, and all other pamphlets or documents of a public nature, the publication of which is ordered by the Governor in pursuance of law.
Class 4. All messages of the Governor to the Legislature, all bills, documents and reports ordered by and for the use of the Legislature or either house thereof while in session; all blanks, circulars, notices and forms used in the office of or ordered by the Governor, or by any other state official, board, commission, bureau or department, or by the Clerks of the Supreme Court, the Court of Civil Appeals and the Court of Criminal Appeals; and all blanks and forms ordered by and for the use of the Secretary of the Senate and Clerk of the House of Representatives, and binding the original records and opinions of the Supreme Court, the Court of Civil Appeals and the Court of Criminal Appeals.
(Code 1896, §3386; Code 1907, §1648; Code 1923, §2896; Acts 1939, No. 112, p. 144; Code 1940, T. 55, §111; Acts 1949, No. 28, p. 42; Acts 1990, No. 90-224, p. 280, §1.)Section 41-4-132
Section 41-4-132Biennial advertisements for bids for printing.
It shall be the duty of the Director of Finance to advertise biennially for 10 days in not less then two nor more than four daily newspapers published in the state for proposals to do the printing and binding for the state for the term of two years, commencing on October 1 next thereafter.
(Code 1896, §3387; Code 1907, §1649; Code 1923, §2897; Acts 1939, No. 112, p. 144; Code 1940, T. 55, §112.)Section 41-4-133
Section 41-4-133Proposals to be in writing; bonds.
All proposals for the printing and binding for the state must be in writing, signed by the person, firm or corporation making the proposal and must be accompanied by a bond in some guaranty company authorized to do business in the State of Alabama in such penalty for each class as the Director of Finance may determine, to be approved by the Governor, Auditor and Treasurer, payable in every instance to the State of Alabama and conditioned for the faithful performance of the contract made on the acceptance of the proposal. The proposals with the bonds must be sealed, endorsed 'proposals for class _____ (specifying the class the proposal is for) of public printing and binding' and delivered to the Director of Finance, by mail or otherwise, on or before the twentieth day of the month in which the advertisement is made. The proposals for each class of public printing and binding must be delivered in separate envelopes addressed as above.
(Code 1896, §3388; Code 1907, §1650; Acts 1911, No. 397, p. 559; Code 1923, §2898; Acts 1939, No. 112, p. 144; Code 1940, T. 55, §113.)Section 41-4-134
Section 41-4-134Opening of bids; acceptance of bids; rejection and readvertisement of bids.
The Director of Finance must, after the twentieth and before the thirtieth day of the month in which bids are received, open the same in the presence of the Governor, Auditor and Treasurer, or any two of them, and the Director of Finance, by and with the approval of the Governor, Auditor and Treasurer, any two concurring, or in the case of Class 2(a) printing as defined in Section 41-4-131 with the approval of the Clerk of the House and the Secretary of the Senate or in the case of Class 2(b) printing if the Clerk of the House or Secretary of the Senate elect not to print and bind their own respective journals, then with the approval of said clerk and secretary, shall select the lowest responsible bidder, either for the classes separately or for the classes combined, as may be to the best interest of the state, but no bid unaccompanied by a bond as required in this division shall be considered. If, in the judgment of a majority of the said officers present, the public interest can be served best thereby, all the proposals, or all for either class, may be rejected, whereupon the Director of Finance shall advertise again in all respects as in the first instance for proposals to do the public printing or binding, or that class of it, the bids for which were rejected, and, upon the coming in of the new bids, they shall be considered, passed on and accepted or rejected, and in the last event, advertisement made again as provided in this division with respect to the proposals first made.
(Code 1896, §3390; Code 1907, §1652; Code 1923, §2899; Acts 1939, No. 112, p. 144; Code 1940, T. 55, §114; Acts 1983, No. 83-431, p. 612, §1; Acts 1990, No. 90-224, p. 280, §1.)Section 41-4-135
Section 41-4-135Entering into contract; failure of bidder to enter into contract within 10 days of acceptance.
When any proposal has been accepted, the Director of Finance must endorse the fact and the date of its acceptance therein and give notice thereof to the person, firm or corporation whose proposal has been accepted. Thereupon, the Director of Finance, in the name of the state, and such person, firm or corporation shall enter into contract in writing for the printing and binding covered by the accepted proposal for the time and in the manner prescribed by law on the terms expressed in the proposal. If such person, firm or corporation fails for 10 days to enter into the contract, the officers named in Section 41-4-134 may select the next lowest bidder for the printing and binding as to which the failure has occurred, and the person, firm or corporation failing and the sureties on his bond shall be jointly and severally liable to the state for all damages that may result from such failure, including the increased cost of the printing and binding, or either, for the term under any contract afterwards made and the expenses incident to the making of any subsequent contract.
(Code 1896, §3391; Code 1907, §1653; Code 1923, §2900; Acts 1939, No. 112, p. 144; Code 1940, T. 55, §115.)Section 41-4-136
Section 41-4-136Contract and bond to be approved by Governor, Auditor and Treasurer; filing of bonds.
All contracts for public printing and binding and all bonds to secure the faithful performance of the same shall be approved by the Governor, Auditor and Treasurer, or in the case of Class 2(a) or 2(b) printing as defined in Section 41-4-131 with the approval of the Clerk of the House and the Secretary of the Senate, and a new or additional bond may be required whenever they deem it necessary; but the giving of such new or additional bond shall in no way affect the liability of the sureties on the original or any existing bond. All such bonds must be filed and recorded in the office of the Secretary of State.
(Code 1896, §3392; Code 1907, §1654; Code 1923, §2901; Code 1940, T. 55, §116; Acts 1983, No. 83-431, p. 612, §2.)Section 41-4-137
Section 41-4-137Forfeiture of contract for cause; new contract.
Any contract made under the provisions of this division may be declared forfeited by a majority of the officers therein named for the failure or neglect of the contractor to execute the same faithfully, promptly and skillfully, and, upon such forfeiture, the printing and binding embraced in said contract shall be relet after advertisement in all respects as in the original contract, and the sureties on his bond shall be jointly and severally liable to the state for all damages which result from such failure. In case the contract is declared forfeited as herein provided, such damages shall include the increased cost of the printing and binding, or either, under any subsequent contract for the term covered by the original contract, and all expenses incident to reletting.
(Code 1896, §3393; Code 1907, §1655; Code 1923, §2902; Code 1940, T. 55, §117.)Section 41-4-138
Section 41-4-138Venue of actions on contracts.
Actions against contractors for public printing and binding and the sureties on their bonds, either or both, may be prosecuted in the courts of Montgomery County, without regard to the residence of the defendants.
(Code 1896, §3394; Code 1907, §1656; Code 1923, §2903; Code 1940, T. 55, §118.)Section 41-4-139
Section 41-4-139Where printing to be done.
The printing and binding in Classes 2(a), 2(b) and 4 must be done in the State of Alabama. All other printing and binding enumerated in Classes 1 and 3 may be done wherever the best work at the lowest bid can be had.
(Code 1896, §3395; Code 1907, §1657; Code 1923, §2906; Code 1940, T. 55, §119; Acts 1983, No. 83-431, p. 612, §3; Acts 1990, No. 90-224, p. 280, §1.)Section 41-4-140
Section 41-4-140Paper and parchment for blanks.
The parchment for blanks, when it may be necessary to use that material, shall be furnished by the state. All blanks provided for by this division shall be printed on good paper, except where parchment is used, of such size and with such type as the officer ordering the same may direct.
(Code 1896, §3397; Code 1907, §1658; Code 1923, §2907; Code 1940, T. 55, §120.)Section 41-4-141
Section 41-4-141Time for making reports by departments, officers, boards, etc.; printing of same.
All reports of departments, officers, commissioners, boards and bureaus, authorized to be printed by this division, shall be made to the Governor on or before October 10, annually or biennially as may be required by law, for the annual or biennial period ending September 30 theretofore. The Governor shall have them, or such parts thereof as he may deem necessary, printed in such numbers as the public interest may, in his judgment, require. One half of the edition in each instance shall be reserved for the use of the Legislature, and the remainder for distribution as prescribed by law. The Governor shall have 25 copies of each of the reports provided for in this division bound in durable binding for distribution among the several executive officers of the state and the state library.
(Code 1896, §3398; Code 1907, §1659; Code 1923, §2908; Code 1940, T. 55, §121.)Section 41-4-142
Section 41-4-142Preparation of acts and joint resolutions for printing.
In addition to other duties imposed by law, the Secretary of the Senate and the Clerk of the House of Representatives must, during and after each session of the Legislature, prepare for publication correct copies of the bills and joint resolutions passed by the Legislature. The number of the bill or resolution passed by the two houses of the Legislature, as the same is placed thereon by the secretary or clerk, the name of the author and the number of the act shall be printed on the act and be published in the bound volume of the session laws.
(Acts 1949, No. 27, p. 39, §1.)Section 41-4-143
Section 41-4-143Bound acts of the Legislature; material to be included; delivery to printer.
(a) The acts of the Legislature shall be printed and bound in one volume, unless they require more than 1,200 pages, in which event they shall be printed and bound in two or more volumes of approximately equal size.
(b) At the request of the primary sponsor in both the originating house and the second house made to the Secretary of State, an act appearing in the bound acts of the Legislature shall list at the top of the act the primary sponsors. The listing should list first the sponsor or sponsors in the house in which the bill or resolution originates, followed by the primary sponsor of the bill or resolution in the second house. A request made under this subsection shall be made no later than three days after the final signing of the bill or resolution by both presiding officers.
(c) In addition to the acts, the bound volume shall contain the messages of the Governor, the names and post-office addresses of the heads of all state agencies and the names and post-office addresses of the members and officers of the Legislature.
(d) The Secretary of State shall compile and deliver to the printer all material to be inserted in the bound volume within 10 days after adjournment of the Legislature.
(Acts 1949, No. 27, p. 39, §2; Act 2002-306, p. 872, §1.)Section 41-4-144
Section 41-4-144Volumes of acts to be certified.
The title page of each volume of the acts shall have printed thereon the following certificate, to be executed by the Secretary of State: 'The undersigned, as Secretary of State of the State of Alabama, does hereby certify that this book contains bills and joint resolutions enacted at the ( ) session of the Legislature of Alabama and is the official publication of such acts.'
(Acts 1949, No. 27, p. 39, §3.)Section 41-4-145
Section 41-4-145Preparation of journals.
The journals must be prepared with a title page and index and must be bound and lettered as specified or prepared by the Clerk of the House or Secretary of the Senate.
(Code 1852, §76; Code 1867, §112; Code 1876, §124; Code 1886, §216; Code 1896, §3405; Code 1907, §1666; Code 1923, §2915; Code 1940, T. 55, §128; Acts 1990, No. 90-224, p. 280, §1.)Section 41-4-146
Section 41-4-146Delivery and certification of acts and joint resolutions to printer.
The Secretary of the Senate or the Clerk of the House of Representatives shall furnish the printer a copy of each bill and joint resolution within three working days after the enrolled act is deposited in the office of the Secretary of State, together with a certificate that such copy has been compared with the enrolled act and is a correct copy of the original.
(Acts 1949, No. 27, p. 39, §4.)Section 41-4-147
Section 41-4-147Penalty for not delivering copies of acts to printer.
For each day's delay of the Secretary of the Senate, if he elects not to bind and print the journal within his office, Clerk of the House, if he elects not to bind and print the journal within his office, Secretary of State, Director of the Legislative Reference Service or other officer in furnishing the printer the copy required in printing the acts and journals at the time prescribed for delivery, such officer shall forfeit the sum of $20.00, to be deducted by the Comptroller from salary first accruing thereafter. The Comptroller must not pay to such officer any salary accruing next after the period when such copy should have been by law delivered to the printer without first having received and filed in his office, as a voucher, the certificate of such officer that copy for the acts or journals, as the case may be, has been delivered by him to the printer within the time prescribed by law.
(Acts 1949, No. 27, p. 39, §13; Acts 1990, No. 90-224, p. 280, §1.)Section 41-4-148
Section 41-4-148Style of printing and quality of paper of acts and journals; index.
(a) The acts of the Legislature shall be printed on paper of the same weight and quality as that required for the Supreme Court's reports, in 10-point type solid, 26 pica ems wide and not less than 44 lines on the page. The pages must be sewed to two strong tapes and be bound in the best quality American buckram.
(b) The journals shall be printed and bound to such specifications as provided by the Secretary of the Senate and Clerk of the House, respectively. It is further provided that the said clerk and secretary are authorized to bind and print entirely the journal for their respective houses; or, alternatively, the said clerk and secretary may prepare the draft for the state printer in such final form as deemed appropriate.
(c) Each journal shall be provided with an index, which shall be prepared by the Secretary of the Senate or the Clerk of the House, as the case may be, within 30 days from receipt of said journal's galley sheets for the entire legislative session from the printer, unless the said secretary or clerk shall elect to bind and print the journal within his own office.
(d) The acts shall be provided with an index, which shall be prepared by the Legislative Reference Service within 10 days after receipt of a paged copy of the acts from the printer.
(Acts 1949, No. 27, p. 39, §5; Acts 1990, No. 90-224, p. 280, §1.)Section 41-4-149
Section 41-4-149Revenue laws to be printed separately.
The revenue laws passed at each session are not only to be printed in the acts and joint resolutions, but must be separately prepared for publication, and 500 copies printed on the same paper, of the same size and with the same type as the acts.
(Code 1852, §79; Code 1867, §116; Code 1876, §128; Code 1886, §220; Code 1896, §3409; Code 1907, §1670; Code 1923, §2919; Code 1940, T. 55, §132.)Section 41-4-150
Section 41-4-150When acts and journals must be printed and delivered by printer.
(a) The printer shall, within 90 days after being furnished a copy of the last act, print, package, or box in complete sets, and distribute pursuant to an address list furnished by the Secretary of State, sufficient copies of the bound acts, which copies shall be indexed, stitched, half-bound, and lettered.
(b) If the House and Senate elect to contract with the state printer, within 150 days after receipt of the copy from the Secretary of the Senate and Clerk of the House of Representatives, which period shall include the 30 days mentioned in subsection (c) of Section 41-4-148, the printer shall distribute in packaged or boxed sets pursuant to an address list furnished by the Secretary of State, a sufficient number of copies of the journal of each house, which copies shall be indexed, bound, and lettered. The Secretary of State shall send each member of the Legislature a request form to determine if the member requests none, one, or two copies of the bound acts and/or journals. The Secretary of State shall mail the request form by March 1 of the first year of the quadrennium and the members shall return the form by September 30 of the first year of the quadrennium.
(Acts 1949, No. 27, p. 39, §6; Acts 1959, No. 403, p. 1035; Acts 1975, No. 1161, p. 2285, §1; Acts 1986, Ex. Sess., No. 86-711, p. 125; Acts 1990, No. 90-224, p. 280, §1; Acts 1993, No. 93-73, p. 126, §1; Acts 1996, No. 96-456, p. 570, §1.)Section 41-4-151
Section 41-4-151Payment for printing - Generally.
For all printing done by order of either house of the Legislature, or for the executive or state officers, the public printer must procure a certified copy of such order from the Secretary of the Senate, Clerk of the House or from the officer ordering the work, upon the presentation of which to the Comptroller and the production of a copy of the work ordered, he must issue his warrant for the payment of the same according to the prices specified in the contract.
(Code 1852, §91; Code 1867, §130; Code 1876, §135; Code 1886, §227; Code 1896, §3412; Code 1907, §1673; Code 1923, §2922; Acts 1939, No. 112, p. 144; Code 1940, T. 55, §135.)Section 41-4-152
Section 41-4-152Payment for printing - Laws and journals.
Upon the delivery of the requisite number of the laws and journals, within the time prescribed and executed in all respects as herein provided, the Secretary of State must give his receipt for the same, upon which the Comptroller must issue his warrant for payment.
(Code 1852, §92; Code 1867, §130; Code 1876, §136; Code 1886, §228; Code 1896, §3413; Code 1907, §1674; Code 1923, §2923; Acts 1939, No. 112, p. 144; Code 1940, T. 55, §136.)Section 41-4-153
Section 41-4-153Payment for printing - Revenue laws.
Upon the delivery of the requisite number of the revenue laws, printed as herein provided, the Comptroller must issue his warrant for payment.
(Code 1852, §93; Code 1867, §132; Code 1876, §137; Code 1886, §229; Code 1896, §3414; Code 1907, §1675; Code 1923, §2924; Acts 1939, No. 112, p. 144; Code 1940, T. 55, §137.)Section 41-4-154
Section 41-4-154Payment for printing - Source of funds.
Payments for all printing done for or on account of the Department of Agriculture and Industries shall be made out of the funds of that department in the same manner as other expenses of that department are paid. Payment for printing for the Public Service Commission shall be made out of the funds arising from the inspection and supervision fees collected from transportation companies and public utilities for the support of that commission, on the certificate of the president of the commission to the Secretary of State that the work has been done on his order, or the order of the Governor if it be the annual report, and the certificate of the Secretary of State to the Comptroller setting forth the amount due for the work under the contract. Payment for all other printing authorized by this division shall be made out of the general annual appropriation for that purpose.
(Code 1896, §3415; Code 1907, §1676; Code 1923, §2925; Acts 1939, No. 112, p. 144; Code 1940, T. 55, §138.)Section 41-4-155
Section 41-4-155Charge for matters ordered to be printed by both houses.
When any matter is ordered to be printed by both houses, charge must be made for the same in all respects as though ordered by one house only, except in cases where 10 days intervene between the times of the respective orders.
(Code 1867, §134; Code 1876, §139; Code 1886, §231; Code 1896, §3416; Code 1907, §1677; Code 1923, §2926; Code 1940, T. 55, §139.)Section 41-4-156
Section 41-4-156Printing of acts and resolutions in pamphlet form - Distribution to certain officers, departments, etc.; certain officers to keep pamphlets in books until acts published in permanent form.
(a) Within three working days after an enrolled bill or joint resolution has been delivered to and filed in the office of the Secretary of State, it shall be numbered, in the order in which it is received, and a copy of each local or general act shall be placed in the hands of the printer by the Secretary of the Senate or Clerk of the House, as the case may be. The printer must immediately print 1,700 copies in slip or pamphlet form in accordance with Section 41-4-158, which the printer must distribute as follows: two copies for every member and officer of the Legislature, which copies shall be delivered to the Secretary of the Senate and the Clerk of the House of Representatives, 25 copies to the Supreme Court library, 15 copies to the Legislative Reference Service, 20 copies to the law library at the University of Alabama, 50 copies to the Department of Archives and History, one copy to every judge of a court of record, circuit court clerk, register of the circuit court, district court clerk, district attorney, deputy district attorney, county commission chairman, municipal clerk, and sheriff, and the remainder shall be delivered to the Secretary of State.
(b) Each probate judge, circuit court clerk, register of the circuit court, district court clerk, county commission chairman, municipal clerk, and sheriff shall preserve in his office, in a book kept for that purpose, each pamphlet furnished him until the acts are published in permanent form. Pamphlet acts shall be open to public inspection during regular business hours.
(Acts 1949, No. 27, p. 39, §7; Acts 1975, No. 1161, p. 2285, §1; Acts 1981, No. 81-347, p. 503; Acts 1982, 2nd Ex. Sess., No. 82-763, p. 238, §2.)Section 41-4-157
Section 41-4-157Printing of acts and resolutions in pamphlet form — Paper; type size; size of pages.
The pamphlet acts shall be printed on good white paper, of octavo form, 26 ems measure in width, in 10-point type solid, with not less than 44 lines to the page.
(Acts 1949, No. 27, p. 39, §8.)Section 41-4-158
Section 41-4-158Printing of acts and resolutions in pamphlet form — Order of printing acts; size of pamphlets; required heading.
(a) The acts shall be printed in slip or pamphlet form in the order in which they are numbered, and each pamphlet or slip must be complete within itself. If there are more than four pages, the pamphlet must be stitched, stapled or pasted on the side, to make a pamphlet of not less than six by nine inches in size.
(b) At the top of the front page of every slip or pamphlet the following words shall be printed in bold type: 'Each probate judge, sheriff, district court clerk and the clerk and register of the circuit court is required by law to preserve this slip or pamphlet in a book kept in his office until the act is published in permanent form.' Following such heading, the act number shall be printed on the left and the bill number, with the name of the author of the law or resolution, on the right.
(Acts 1949, No. 27, p. 39, §9.)Section 41-4-159
Section 41-4-159Printing of acts and resolutions in pamphlet form - Pamphlet acts to be delivered in 10 days; new contract upon failure of printer to deliver.
In addition to other duties imposed by law, the Secretary of the Senate and the Clerk of the House shall see to it that the printer prints and delivers the acts promptly. If, for any cause, the printer cannot print and deliver pamphlet acts within 10 calendar days after receiving the copy, exclusive of the time allowed the Secretary of State for proofreading, which shall not exceed three working days, the Secretary of the Senate and Clerk of the House shall, with the approval of the Governor, State Auditor and State Treasurer, forthwith contract for this printing with some person who will print and deliver the acts as herein required.
(Acts 1949, No. 27, p. 39, §10.)Section 41-4-160
Section 41-4-160Bond of printer of acts and journals; deductions from contract price for failure to perform within time.
(a) In making the contracts for publication of the acts and journals, if applicable, the state Purchasing Agent shall require the printer to give bond, in such sum as he may direct, conditioned that the acts and journals shall be printed as herein provided and be delivered as herein required.
(b) In the event the printer fails to perform his contract within the time prescribed for performance, the Comptroller must cause to be deducted from the contract price, as liquidated damages, $100.00 for each day's delay; except that the printer shall be allowed one day for each day his performance is delayed by reason of the neglect of duty by a state official or by strike or vis major.
(Acts 1949, No. 27, p. 39, §11; Acts 1990, No. 90-224, p. 280, §1.)Section 41-4-161
Section 41-4-161Printing of acts when recess taken by Legislature.
If a recess is taken by the Legislature for a longer time than 30 days, all of the acts passed before the recess may, in the discretion of the Secretary of the Senate and Clerk of the House, be ordered printed and bound immediately.
(Acts 1949, No. 27, p. 39, §12.)Section 41-4-180
Section 41-4-180Established; duties generally.
There shall be in the Department of Finance the Division of Service. The functions and duties of the Division of Service shall be as follows:
(1) To provide for the stamping and mailing for each state department, board, bureau, commission, agency, and office located and operating in the City of Montgomery and to operate a central mailing room or rooms and service for the departments, boards, bureaus, commissions, agencies, and offices. The Director of Finance shall direct the delivery of mail to such mailing room or rooms by these departments, boards, bureaus, commissions, agencies, and officers as the director may see fit, ready to be delivered to the United States Post Office, except that it shall not be stamped with postage stamps or by means of a postage meter. Every piece of mail, when so delivered, shall bear the name of the department, board, bureau, commission, agency, or office of the state sending it, and all mail received in a mailing room shall be properly stamped with postage stamps or passed through an authorized postage meter and then delivered to the United States Post Office. The Chief of the Division of Service shall cause an accurate account to be kept of all pieces of mail from and the postage used on account of each department, board, bureau, commission, agency, and office of the state, and the cost of such postage shall be charged by the Comptroller against its appropriation for such purpose. Such central mailing rooms shall be conveniently located and shall be kept open for business as long as may be necessary to dispose of all outgoing mail daily. The expenditure of any state funds for postage by any department, board, bureau, commission, agency, or office of the state required to deliver its mail to a central mailing room (other than the Department of Finance) shall be unlawful. This section shall not, however, prevent the stamping or metering of envelopes for the transmittal of unemployment compensation warrants and warrants for the payment of any public assistance benefits in, or the mailing of such envelopes from, the department or departments having charge of the other functions and duties relating to unemployment compensation and public assistance.
(2) To provide exclusively for all telephone service for each state department, board, bureau, commission, agency, and office located and operating in the City of Montgomery and make all contracts and agreements in relation to the telephone service to each of the departments, boards, bureaus, commissions, agencies, and offices of the state located and operating in the City of Montgomery. Insofar as practicable, all telephones shall be connected through a central switchboard or switchboards, into which there may be as many trunk lines as the business of the state justifies. The telephone expense of each such department, board, bureau, commission, agency, or office of the state shall be charged by the Comptroller against its appropriation for such purpose.
(3) To provide exclusively for all clerical and stenographic services to all state departments, boards, bureaus, commissions, agencies, and offices located in the City of Montgomery for part-time or emergency needs, and to operate and maintain a central clerical and stenographic pool for the purpose of providing each department, board, bureau, commission, agency, and office of the state located and operating in the City of Montgomery with all part-time and emergency employees.
(4) To manage, supervise, maintain, repair, improve, light, heat, and clean the Capitol and all buildings and property owned or leased by the state in the City of Montgomery, including monuments and historical sites. In any case in which an appropriation has been or shall be made for such purposes to any department, board, bureau, commission, agency, or office of the state for such purpose, the expenses of such services for buildings or property used by it shall be charged by the Comptroller to such department, board, bureau, commission, agency, or office.
(5) With the approval of the Governor, to allocate space in the Capitol and in all buildings owned or leased by the state in the City of Montgomery for the use of the departments, boards, bureaus, commissions, agencies, and offices of the state.
(6) With the approval of the Governor, to transfer between departments, boards, bureaus, commissions, agencies, offices, and institutions of the state any furniture, fixtures, supplies, material, equipment, or other personal property.
(7) To sell, exchange, or otherwise dispose of any personal property of the state determined by the Director of Finance not to be needed for public use or to have become unsuited for such use.
(8) To perform such other functions and duties of the Department of Finance as may from time to time be assigned, by the Director of Finance.
(Acts 1939, No. 112, p. 144; Code 1940, T. 55, §145; Act 2003-363, §1.)Section 41-4-181
Section 41-4-181Chief of service.
The division of service shall be headed by and be under the direction, supervision and control of an officer who shall be designated the chief of service. The chief of service shall be appointed by the Director of Finance, with the approval of the Governor.
(Acts 1939, No. 112, p. 144; Code 1940, T. 55, §145.)Section 41-4-182
Section 41-4-182Employment of police officers at Capitol and other state buildings; authority to prescribe duties and type and color of uniforms; minimum standards for such officers.
Repealed by Act 2003-363, §3, effective September 1, 2003.
(Code 1896, §1967; Code 1907, §564; Acts 1923, No. 600, p. 789; Code 1923, §767; Acts 1933, Ex. Sess., No. 138, p. 124; Acts 1939, No. 112, p. 144; Code 1940, T. 55, §146; Acts 1953, No. 891, p. 1198; Acts 1981, No. 81-356, p. 521, §1.)Section 41-4-183
Section 41-4-183Employment of landscape gardener for Capitol grounds.
The Director of Finance shall employ a landscape gardener whose duty it shall be to look after the grounds, etc., of the Capitol.
(Acts 1923, No. 600, p. 789; Code 1923, §768; Acts 1933, Ex. Sess., No. 138, p. 124; Acts 1939, No. 112, p. 144; Code 1940, T. 55, §147; Acts 1981, No. 81-356, p. 521, §2.)Section 41-4-184
Section 41-4-184Color of uniform to be worn by state Capitol police officers; powers of such officers.
Repealed by Act 2003-363, §3, effective September 1, 2003.
(Code 1896, §1968; Code 1907, §§565, 566; Code 1923, §§769, 770; Code 1940, T. 55, §§148, 149; Acts 1981, No. 81-356, p. 521, §3.)Section 41-4-185
Section 41-4-185Uniforms and necessary equipment for state Capitol police officers to be furnished; authority to insure such officers against injury or death caused by accident or violence while discharging duties; limits as to amount of insurance; payment for such insurance.
Repealed by Act 2003-363, §3, effective September 1, 2003.
(Acts 1971, No. 2401, p. 3831; Acts 1981, No. 81-356, p. 521, §4.)Section 41-4-186
Section 41-4-186Montgomery City Council authorized to adopt ordinances to protect Capitol grounds.
The City Council of Montgomery may, with the approval of the Governor, pass such ordinances as may be necessary for the protection of the grass, trees and other public property on the Capitol grounds, but no ordinance or bylaw of the City Council of Montgomery shall be operative within the Capitol building or grounds without the consent of the Governor.
(Code 1896, §1969; Code 1907, §567; Code 1923, §771; Code 1940, T. 55, §150.)Section 41-4-200
Section 41-4-200Established.
There shall be in the Department of Finance a legal division.
(Acts 1953, No. 448, p. 552, §1.)Section 41-4-201
Section 41-4-201Chief of legal division - Head of division; vacancies in office.
The legal division shall be headed by and be under the direction, supervision and control of the chief of said division. Any vacancy in this office shall, subject to the provisions of the state Merit System law, be filled by appointment by the Director of Finance, with the approval of the Attorney General.
(Acts 1953, No. 448, p. 552, §1.)Section 41-4-202
Section 41-4-202Chief of legal division - Chief designated assistant attorney general; oath; duties.
The chief of the legal division shall be an assistant attorney general, shall take the oath required of other assistant attorneys general, shall be commissioned as an assistant attorney general, and shall, in addition to the duties and functions herein provided for, have the duties and functions of an assistant attorney general; except, that his entire time shall be devoted to the Department of Finance.
(Acts 1953, No. 448, p. 552, §2.)Section 41-4-203
Section 41-4-203Chief of legal division - Advice and opinions; appearance in financial litigation.
The chief of the legal division shall confer with and advise the Director of Finance and any and all of the subordinate officers and employees of the Department of Finance on all legal matters pertaining to said department. He shall furnish either verbal or written opinions, when requested by the Director of Finance, on legal questions pertaining to said department, but such opinions shall not have the force and effect of official opinions of the Attorney General unless approved by the Attorney General. He shall appear for the state in all litigation, both civil and criminal, affecting the Department of Finance, when authorized to do so by the Director of Finance and the Attorney General.
(Acts 1953, No. 448, p. 552, §3.)Section 41-4-204
Section 41-4-204Chief of legal division - Representation of State Board of Adjustment.
The chief of the legal division shall represent the State Board of Adjustment in all legal matters, and the legal division shall do and perform all clerical duties and functions prescribed by the board. He shall attend all hearings of the board and advise with the members, when requested, on any legal questions arising from claims filed against the state or any of its agencies or institutions.
(Acts 1953, No. 448, p. 552, §4.)Section 41-4-220
Section 41-4-220Created.
There shall be in the Department of Finance a division of data systems management.
(Acts 1973, No. 1299, p. 2214, §1.)Section 41-4-221
Section 41-4-221Duties generally.
The functions, powers and duties of the division of data systems management shall be as follows:
(1) To plan, control and coordinate state data processing activities in such manner to insure the most economical use of state resources.
(2) To develop and maintain a master plan for the state's data processing activities.
(3) To establish and supervise the administration of such data processing centers deemed necessary to best serve the data processing needs of all agencies.
(4) To provide for the centralization, consolidation and shared use of equipment and services deemed necessary to obtain maximum utilization and efficiency in data processing operations.
(5) To transfer to any data processing center the data processing activities of any agency.
(6) To provide systems design and programming services to all state agencies.
(7) To select and procure by purchase or by lease any and all data processing systems and associated software deemed necessary to best serve the data processing needs of the state.
(8) To conduct data processing studies as deemed necessary and to enter contracts with other agencies, organizations, corporations or individuals to make such studies as are deemed to be necessary.
(9) To prepare contract specifications for equipment and services.
(10) To adopt such rules and regulations deemed necessary to carry out the duties and responsibilities imposed by this article.
(Acts 1973, No. 1299, p. 2214, §2.)Section 41-4-222
Section 41-4-222Director.
The division of data systems management shall be headed by and under the direction, supervision and control of an officer who shall be designated as director of such division, to be appointed by the Director of Finance with the approval of the Governor.
(Acts 1973, No. 1299, p. 2214, §1.)Section 41-4-223
Section 41-4-223Employees.
The Director of Finance may employ, subject to the state Merit System Act, such additional employees as are deemed necessary to enable the division to perform its duties and responsibilities set out in this article. Their compensation shall be fixed in accordance with the state Merit System pay plan.
(Acts 1973, No. 1299, p. 2214, §3.)Section 41-4-224
Section 41-4-224Advisory committee.
There is hereby created an advisory committee to meet on the call of the director of the data systems management division and to advise him on such matters as he deems necessary. The advisory committee shall be composed of the head of each data processing unit in state service.
(Acts 1973, No. 1299, p. 2214, §4.)Section 41-4-240
Section 41-4-240Office created; under direction of Director of Finance; subject to state Merit System; compensation.
There shall be in the Department of Finance an officer who will be responsible for coordination and control of all printing and publication performed by all agencies of the State of Alabama. This officer shall serve under the direction and control of and be appointed by the Director of the Department of Finance, with the approval of the Governor, subject to the state Merit System law, and his compensation shall be fixed in accordance with the state Merit System pay plan.
(Acts 1973, No. 1286, p. 2198, §1.)Section 41-4-241
Section 41-4-241Functions, powers and duties.
The functions, duties and powers of such officer are as follows:
(1) To make investigations, studies and inventories relative to all printing and publication activities performed by state agencies.
(2) To make recommendations to the Director of Finance and with his approval to consolidate and centralize the present printing facilities of the state and to specify the number and location of such facilities.
(3) To approve and to consolidate all purchases of printing equipment and supplies, equipment locations and printing schedules in the Capitol complex.
(4) To centralize printing order schedules to enable such work to be performed at the lowest possible cost.
(5) To establish a formal cost and billing system.
(6) To review all work done by vendors for the state in an effort to determine how much of such work could be performed by state printing facilities.
(7) To consolidate and authorize all purchase of photographic equipment and supplies.
(8) To promulgate such rules and regulations as he may deem necessary to carry out the provisions of this article.
(Acts 1973, No. 1286, p. 2198, §2.)Section 41-4-242
Section 41-4-242Additional employees.
Such additional employees as may be needed shall be employed subject to the provisions of the state Merit System Act. Their compensation shall be fixed in accordance with the Merit System pay plan.
(Acts 1973, No. 1286, p. 2198, §3.)Section 41-4-243
Section 41-4-243Exemption from Sections 41-4-240 through 41-4-242 for departments and agencies whose printing costs are borne from certain federal grants.
Any department or agency of this state whose cost of printing and publishing, including the cost of the equipment, machines, supplies or any other item of inventory, documents, publications, reports, forms, regulations, instruction or other printed matter for use in the administration of the employment security program in the state, is borne from federal grants under authority of Title IX of the Social Security Act of 1935, as amended, shall be exempt from the requirements of Sections 41-4-240 through 41-4-242.
(Acts 1981, No. 81-799, p. 1407.)Section 41-4-260
Section 41-4-260Established.
There shall be in the Department of Finance an office of space management.
(Acts 1973, No. 1294, p. 2206, §1.)Section 41-4-261
Section 41-4-261Duties generally.
The functions, powers and duties of the office of space management shall be as follows:
(1) To formulate a statewide space management program.
(2) To establish long-range plans in regard to state space needs.
(3) To make studies, surveys, investigations and inventories of all buildings owned or leased by the state and to require all agencies to assist in such activities.
(4) To promulgate uniform standards for allocation of facilities owned or leased by the state.
(5) To investigate all requests for additional facilities needed by all state agencies and to make recommendations concerning the need for and the best method of allocating or acquiring such facilities.
(6) To contract with other agencies, corporations or individuals to make studies, surveys, investigations, inventories and recommendations relative to the most economic and feasible methods of acquiring new space and utilization of present space.
(7) To assist and advise the Director of Finance in allocating available space and in acquiring new space.
(8) To make recommendations and reports to the Legislature relative to the proper utilization of and acquisition of space by state agencies.
(9) To make rules and regulations necessary to implement the provisions of this article.
(Acts 1973, No. 1294, p. 2206, §2.)Section 41-4-262
Section 41-4-262Director.
The office of space management shall be headed by and under the supervision, direction and control of an officer who shall be designated director of space management. He shall be appointed, subject to the provisions of the state Merit System law, by the Director of Finance, with the approval of the Governor. The compensation of such officer shall be fixed in accordance with the pay plan of the state Merit System.
(Acts 1973, No. 1294, p. 2206, §1.)Section 41-4-263
Section 41-4-263Additional employees.
The Director of Finance may employ, subject to the provisions of the state Merit System, such additional employees as may be needed and fix their compensation in accordance with the state Merit System pay plan.
(Acts 1973, No. 1294, p. 2206, §3.)Section 41-4-280
Section 41-4-280Definitions.
For the purposes of this article, the following words and phrases shall have the meanings ascribed:
(1) DEPARTMENT. The Department of Finance.
(2) AGENCY. Any agency, department, board, commission, office, agency or institution of the state, except those agencies and institutions excluded by Section 41-4-291.
(3) ELECTROMAGNETIC TRANSMISSION EQUIPMENT. Any transmission medium, switch, instrument, inside wiring system or other facility which is used, in whole or in part, to provide any transmission.
(4) EQUIPMENT SUPPORT CONTRACT. A contract which covers a specific class or classes of telecommunications equipment and all features associated with that class, through which state agencies may purchase or lease the item specified by issuing a purchase order under the terms of the contract without the necessity of further competitive bidding.
(5) PROCUREMENT. The buying, purchasing, renting, leasing, lease/purchasing or otherwise obtaining telecommunications equipment, systems or related services, as well as all activities engaged in, resulting in or expected to result in buying, purchasing, renting, leasing or otherwise obtaining telecommunications equipment.
(6) TELECOMMUNICATIONS EQUIPMENT, SYSTEMS, RELATED SERVICES.
a. All devices, such as telephone instruments, modulators, coders, etc., used to convert voices or digital data into a form suitable for transmission, by electric current or electromagnetic wave, from one point to another point;
b. All devices, such as telephone receivers, demodulators, decoders, etc., used to receive an electric current or electromagnetic wave containing voice information or digital data, and/or to convert this information into usable form;
c. All wiring, waveguides, optical fibers, or other physical means used to convey electric currents or electromagnetic waves containing voice information or digital data;
d. All switches, networks, branch exchanges, software, and other devices used to selectively interconnect devices which use electric current or electromagnetic waves for the purpose of communicating voice signals or digital data from one point to another;
e. All maintenance of the types of devices and means listed above in (i) through (iv), and all consulting, designs, or management services related to these devices, their interconnection, and their use.
(7) TELECOMMUNICATIONS SYSTEM LEASE CONTRACT. A contract between a supplier of telecommunications systems, including equipment and related services, and any agency as authorized by the department through which telecommunications systems, including equipment and related services, may be leased.
(Acts 1990, No. 90-553, p. 907, §1.)Section 41-4-281
Section 41-4-281Legislative declaration; purpose.
The Legislature hereby declares it essential for the creation and maintenance of an efficient, modern, economically feasible, telecommunications system for Alabama state government that a telecommunications division be established under the jurisdiction of the Department of Finance. The purposes of this article shall be to coordinate and promote efficiency in the acquisition, operation and maintenance of all telecommunications equipment, systems and networks being used by agencies of the state and further to coordinate the compatibility of such equipment, systems and networks so as to promote a uniform, compatible communications system for agencies of state government.
(Acts 1990, No. 90-553, p. 907, §2.)Section 41-4-282
Section 41-4-282Rules and regulations.
The department may promulgate rules and regulations governing the manner in which the authority and duties of the telecommunications division as prescribed in this article shall be carried out. The department shall employ competent personnel necessary to carry out its purposes under rules promulgated by the State Personnel Department and in accord with the Merit System Act.
(Acts 1990, No. 90-553, p. 907, §3.)Section 41-4-283
Section 41-4-283Powers and duties of department.
The department is hereby authorized and empowered to exercise such duties and powers necessary to effectuate the purposes of this article, including the following:
(1) Provide effective management of state telecommunications resources and implement annual plans and procurement;
(2) Manage, plan and coordinate all telecommunications systems under the jurisdiction of the state. This centralized management function shall be provided through the following activities:
a. Administration of existing systems including coordination of activities, vendors, service orders and billing/record-keeping functions;
b. Planning of new systems of services;
c. Design of replacement systems;
d. Project management during specification writing, bid letting, proposal evaluation and contract negotiations;
e. Implementation supervision of new systems and ongoing support;
f. Implementation of long-term state plans;
g. Management of telecommunications networks.
(Acts 1990, No. 90-553, p. 907, §4.)Section 41-4-284
Section 41-4-284Additional duties of department.
The department shall have the following additional duties:
(1) To establish and coordinate through either state ownership or commercial leasing, all telecommunications systems and services affecting the management and operations of the state or any county office of a state department.
(2) To act as the centralized approving authority for the acquisition of all telecommunications systems or services provided to state agencies whether obtained through lease or purchase, including pay telephones, computer services, internet delivery systems, radio communications, or any combination thereof, located on premises owned by the state or any of its agencies.
(3) To charge respective user agencies for their proportionate cost of the installation, maintenance, and operation of the telecommunications systems and services, including the operation of the telecommunications division.
(4) To develop coordinated telecommunications systems including, but not limited to, date, voice, and internet systems or services within and among all state agencies and require, where appropriate, cooperative utilization of telecommunications equipment, facilities, and services by aggregating users.
(5) To review, coordinate, approve, or disapprove all requests by state agencies for the procurement, through purchase or lease, of radio communications and telecommunications systems or services including telecommunications data, voice over, and consultation contracts.
(6) To establish and define telecommunications system and service specifications and designs so as to assure compatibility of telecommunications systems and services within state government and any county office of a state department.
(7) To provide a continuous, comprehensive analysis and inventory of telecommunications costs, facilities, and systems within state government and any county offices of state departments.
(8) To advise and provide consultation to agencies with respect to telecommunications management planning and related matters including training within state government in radio communications, telecommunications, computer, data, or any combination thereof, for technology and system use.
(9) Effective July 1, 1992, the telecommunications division shall destroy and discard from its system all records of telephone usage six months following the payment of the billing for that usage period.
(Acts 1990, No. 90-553, p. 907, §5; Acts 1992, No. 92-178, p. 325, §3; Act 2000-707, p. 1479, §3.)Section 41-4-285
Section 41-4-285Written approval of department required for lease purchase, etc., of telecommunications system by agency.
No agency shall rent, lease, lease/purchase, or in any way own or pay for the operation of any telecommunications system out of any funds available for that purpose without the written approval of the department.
(Acts 1990, No. 90-553, p. 907, §6.)Section 41-4-286
Section 41-4-286Department authorized to contract on behalf of agency; appropriation dependency clause.
The department may, on behalf of any state agency, enter into an equipment support contract with a vendor of telecommunications equipment for the purchase, lease or lease/purchase of such equipment subject to the competitive bid law. Such contracts shall be valid for not more than five fiscal years and must include the following annual appropriation dependency clause: 'The continuation of the contract is contingent upon the appropriation by the Legislature of funds to fulfill the requirements of the contract. If the Legislature fails to appropriate sufficient moneys to provide for the continuance of the contract, or if funds from other sources are not available, the contract shall terminate on the date of the beginning of the fiscal year for which funds are not appropriated or available.'
(Acts 1990, No. 90-553, p. 907, §7.)Section 41-4-287
Section 41-4-287Trade-in of equipment.
The department shall have the authority to allow the trade-in of telecommunications equipment the value of which may be credited against the cost of replacement equipment purchased in accordance with Alabama competitive bidding laws. This authority may be exercised with the approval of the state purchasing agent.
(Acts 1990, No. 90-553, p. 907, §8.)Section 41-4-288
Section 41-4-288Additional contract requirements.
The department may enter into contracts for the lease of telecommunications equipment, systems or related services in accordance with the following provisions:
(1) The department may directly contract for or approve contracts for regulated or tariffed telecommunications services upon determination that the application of such service is in the best interests of the State of Alabama.
(2) Such contracts shall be valid for not more than five fiscal years.
(Acts 1990, No. 90-553, p. 907, §9.)Section 41-4-289
Section 41-4-289Telecommunications Revolving Fund.
All user fees collected, direct appropriations, and other funds received under the provisions of this article shall be deposited into a revolving fund in the State Treasury designated as the Telecommunications Revolving Fund, and the Director of Finance is authorized to make deposits and expenditures from time to time from such fund to carry out the purposes of this article. All balances of revenue, income and receipts remaining in the Telecommunications Revolving fund at the end of the fiscal year shall carry over to the next fiscal year and shall not revert to the State General Fund or any other fund under the provisions of Section 41-4-93.
(Acts 1990, No. 90-553, p. 907, §10.)Section 41-4-290
Section 41-4-290Exemptions — Public safety, criminal justice, highway maintenance and construction.
The provisions of this article shall not apply to two-way radio communications equipment, systems or networks operated by state agencies for purposes related to public safety, the administration of criminal justice or highway maintenance and construction operations.
(Acts 1990, No. 90-553, p. 907, §11.)Section 41-4-291
Section 41-4-291Applicability to certain entities; technical consultation and procurement; long-distance service.
The provisions of this article shall not apply to any county or city board of education, the education television commission, the postsecondary education system, or any public college or university. Upon request, the Department of Finance shall provide technical consultation and procurement services for telecommunications to any county or city board of education, the education television commission, the postsecondary education system, and public colleges and universities. The county and city boards of education, the education television commission, the postsecondary education system, and public colleges and universities shall continue to be provided in-state and out-of-state long distance service by the Telecommunications Division of the Department of Finance, so long as funding is provided to the Telephone Revolving Fund from the Education Trust Fund, and shall not be required to pay any additional charge for such service; however, any county or city board of education shall have the option of utilizing the telecommunications division for in-state and out-of-state long distance service only if reimbursement for actual costs are remitted to such division.
(Acts 1990, No. 90-553, p. 907, §12; Act 2000-707, p. 1479, §3.)Section 41-4-292
Section 41-4-292Sunset provision.
Repealed by Act 2000-707, § 4, effective May 23, 2000.
(Acts 1990, No. 90-553, p. 907, §13.)Section 41-4-293
Section 41-4-293Exemption of legislative and judicial branches.
The legislative and judicial branches of government are exempt from the requirements of this article.
(Acts 1990, No. 90-553, p. 907, §14.)Section 41-4-300
Section 41-4-300Division created.
There shall be created within the Department of Finance the division of risk management.
(Acts 1990, No. 90-672, p. 1300, §1.)Section 41-4-301
Section 41-4-301Function, powers and duties.
The function, powers and duties of the division of risk management shall be as follows:
(1) To carry out the provisions of Section 41-15-1 et seq., relating to the State Insurance Fund and Section 36-1-6.1 relating to the State Liability Insurance Fund;
(2) To assist and advise the Finance Director on insurance and bonding matters;
(3) To provide information and recommendations to the Legislature when requested;
(4) To provide programs and/or guidelines leading to premium and financial risk reductions, to include collection and investment of premiums, rate making, and claims administration; and
(5) To make, with the approval of the Finance Director, rules and regulations necessary to implement the provisions of this article.
(Acts 1990, No. 90-672, p. 1300, §2.)Section 41-4-302
Section 41-4-302Administration of insurance programs; coverage under state blanket bond.
(a) The Division of Risk Management shall have the authority to institute, manage, and administer programs of insurance, not specifically enumerated herein and which do not conflict with existing laws, upon a determination by the Director of Finance and the Governor that such insurance program or programs serve the best interests of the state.
(b) Notwithstanding the provisions of Article 1, commencing with Section 11-2-1, Chapter 2, Title 11, the state blanket bond which covers state officers and employees required to be bonded shall be made available, if approved by the county commission, to also cover sheriffs, judges of probate, county commissioners, chairs of county commissions, tax assessors, tax collectors, license commissioners, revenue commissioners, and other county employees and county elected officials who are required to be bonded if the Governor and the Director of Finance determine that extending the bond coverage to such local officials and employees is in the best interest of the state. Notice that coverage is provided under this state blanket bond shall be evidenced by resolution of the county commission, and the coverage shall satisfy all provisions and requirements found in Article 1, commencing with Section 11-2-1, Chapter 2, Title 11.
(Acts 1990, No. 90-672, p. 1300, §3; Act 2003-369, §1.)Section 41-4-303
Section 41-4-303Applicability of article; coverage of risk management program.
The provisions of this article shall not apply to: universities and colleges; the state docks; or county and city boards of education, except as is already required by Section 41-15-1 et seq., relating to the State Insurance Fund. Provided however that universities and colleges may elect to participate in, and be covered by, such risk management program. A university or college may elect to participate in and be covered by such program by giving notice thereof to the division of risk management not less than six months prior to the beginning of the fiscal year in which such university or college desires to begin participation in and coverage by such program. Any university or college which elects to be covered by such risk management program may terminate such participation and coverage by giving notice thereof to the division of risk management not less than six months prior to the beginning of the fiscal year such university or college desires to terminate such participation and coverage.
(Acts 1990, No. 90-672, p. 1300, §3.)Section 41-4-304
Section 41-4-304Commingling of funds proscribed.
There shall be no commingling of funds between various self-insured programs.
(Acts 1990, No. 90-672, p. 1300, §4.)Section 41-4-305
Section 41-4-305Risk manager; appointment; compensation.
The division of risk management shall be headed by and under the supervision, direction and control of an officer who shall be designated 'risk manager.' The risk manager shall be appointed and compensated, subject to the provisions of the state Merit System, by the Director of Finance, with the approval of the Governor. Salary of said risk manager shall be paid from self-insured programs on a basis determined by the Finance Director.
(Acts 1990, No. 90-672, p. 1300, §5.)Section 41-4-306
Section 41-4-306Additional employees.
The Director of Finance may employ and compensate such additional employees as may be needed, in accordance with the Merit System.
(Acts 1990, No. 90-672, p. 1300, §6.)
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