Maine Statute | Act | Code |Title 32. Professions And Occupations| US Code - US Statute | Chapter 105. Revised Maine Securities Act (heading. Pl 2005, C. 65, Pt. A, @1 (rp))

USA Statutes : maine
Title : Title 32. PROFESSIONS AND OCCUPATIONS
Chapter : Chapter 105. REVISED MAINE SECURITIES ACT (HEADING. PL 2005, c. 65, Pt. A, @1 (rp))

Title 32 - §10101. Short title (REPEALED)

Title 32: PROFESSIONS AND OCCUPATIONS
Chapter 105: REVISED MAINE SECURITIES ACT (HEADING: PL 2005, c. 65, Pt. A, @1 (rp))
Subchapter 1: OFFICE OF SECURITIES AND SECURITIES ADMINISTRATOR (HEADING: PL 2001, c. 182, @9 (rpr); 2005, c. 65, Pt. A, @1 (rp))

§10101. Short title (REPEALED)

The Revisor's Office cannot provide legal advice or interpretation of Maine law to the public. If you need legal advice, please consult a qualified attorney.
Office of the Revisor of Statutes
7 State House Station
State House Room 108
Augusta, Maine 04333-0007 This page created on: 2005-10-01
Title 32 - §10102. Office of Securities (REPEALED)

Title 32: PROFESSIONS AND OCCUPATIONS
Chapter 105: REVISED MAINE SECURITIES ACT (HEADING: PL 2005, c. 65, Pt. A, @1 (rp))
Subchapter 1: OFFICE OF SECURITIES AND SECURITIES ADMINISTRATOR (HEADING: PL 2001, c. 182, @9 (rpr); 2005, c. 65, Pt. A, @1 (rp))

§10102. Office of Securities (REPEALED)

The Revisor's Office cannot provide legal advice or interpretation of Maine law to the public. If you need legal advice, please consult a qualified attorney.
Office of the Revisor of Statutes
7 State House Station
State House Room 108
Augusta, Maine 04333-0007 This page created on: 2005-10-01
Title 32 - §10103. Administrator and other personnel (REPEALED)

Title 32: PROFESSIONS AND OCCUPATIONS
Chapter 105: REVISED MAINE SECURITIES ACT (HEADING: PL 2005, c. 65, Pt. A, @1 (rp))
Subchapter 1: OFFICE OF SECURITIES AND SECURITIES ADMINISTRATOR (HEADING: PL 2001, c. 182, @9 (rpr); 2005, c. 65, Pt. A, @1 (rp))

§10103. Administrator and other personnel (REPEALED)

The Revisor's Office cannot provide legal advice or interpretation of Maine law to the public. If you need legal advice, please consult a qualified attorney.
Office of the Revisor of Statutes
7 State House Station
State House Room 108
Augusta, Maine 04333-0007 This page created on: 2005-10-01
Title 32 - §10201. Offers, sales and purchases (REPEALED)

Title 32: PROFESSIONS AND OCCUPATIONS
Chapter 105: REVISED MAINE SECURITIES ACT (HEADING: PL 2005, c. 65, Pt. A, @1 (rp))
Subchapter 2: FRAUDULENT AND OTHER PROHIBITED PRACTICES (HEADING: PL 2005, c. 65, Pt. A, @1 (rp))

§10201. Offers, sales and purchases (REPEALED)

The Revisor's Office cannot provide legal advice or interpretation of Maine law to the public. If you need legal advice, please consult a qualified attorney.
Office of the Revisor of Statutes
7 State House Station
State House Room 108
Augusta, Maine 04333-0007 This page created on: 2005-10-01
Title 32 - §10202. Market manipulation (REPEALED)

Title 32: PROFESSIONS AND OCCUPATIONS
Chapter 105: REVISED MAINE SECURITIES ACT (HEADING: PL 2005, c. 65, Pt. A, @1 (rp))
Subchapter 2: FRAUDULENT AND OTHER PROHIBITED PRACTICES (HEADING: PL 2005, c. 65, Pt. A, @1 (rp))

§10202. Market manipulation (REPEALED)

The Revisor's Office cannot provide legal advice or interpretation of Maine law to the public. If you need legal advice, please consult a qualified attorney.
Office of the Revisor of Statutes
7 State House Station
State House Room 108
Augusta, Maine 04333-0007 This page created on: 2005-10-01
Title 32 - §10203. Prohibited actions by investment advisers (REPEALED)

Title 32: PROFESSIONS AND OCCUPATIONS
Chapter 105: REVISED MAINE SECURITIES ACT (HEADING: PL 2005, c. 65, Pt. A, @1 (rp))
Subchapter 2: FRAUDULENT AND OTHER PROHIBITED PRACTICES (HEADING: PL 2005, c. 65, Pt. A, @1 (rp))

§10203. Prohibited actions by investment advisers (REPEALED)

The Revisor's Office cannot provide legal advice or interpretation of Maine law to the public. If you need legal advice, please consult a qualified attorney.
Office of the Revisor of Statutes
7 State House Station
State House Room 108
Augusta, Maine 04333-0007 This page created on: 2005-10-01
Title 32 - §10204. Misleading filings (REPEALED)

Title 32: PROFESSIONS AND OCCUPATIONS
Chapter 105: REVISED MAINE SECURITIES ACT (HEADING: PL 2005, c. 65, Pt. A, @1 (rp))
Subchapter 2: FRAUDULENT AND OTHER PROHIBITED PRACTICES (HEADING: PL 2005, c. 65, Pt. A, @1 (rp))

§10204. Misleading filings (REPEALED)

The Revisor's Office cannot provide legal advice or interpretation of Maine law to the public. If you need legal advice, please consult a qualified attorney.
Office of the Revisor of Statutes
7 State House Station
State House Room 108
Augusta, Maine 04333-0007 This page created on: 2005-10-01
Title 32 - §10205. Unlawful representations concerning licensing, registration or exemption (REPEALED)

Title 32: PROFESSIONS AND OCCUPATIONS
Chapter 105: REVISED MAINE SECURITIES ACT (HEADING: PL 2005, c. 65, Pt. A, @1 (rp))
Subchapter 2: FRAUDULENT AND OTHER PROHIBITED PRACTICES (HEADING: PL 2005, c. 65, Pt. A, @1 (rp))

§10205. Unlawful representations concerning licensing, registration or exemption (REPEALED)

The Revisor's Office cannot provide legal advice or interpretation of Maine law to the public. If you need legal advice, please consult a qualified attorney.
Office of the Revisor of Statutes
7 State House Station
State House Room 108
Augusta, Maine 04333-0007 This page created on: 2005-10-01
Title 32 - §10301. Broker-dealer and sales representative licensing requirement (REPEALED)

Title 32: PROFESSIONS AND OCCUPATIONS
Chapter 105: REVISED MAINE SECURITIES ACT (HEADING: PL 2005, c. 65, Pt. A, @1 (rp))
Subchapter 3: LICENSING OF BROKER-DEALERS, SALES REPRESENTATIVES AND INVESTMENT ADVISORS (HEADING: PL 2005, c. 65, Pt. A, @1 (rp))

§10301. Broker-dealer and sales representative licensing requirement (REPEALED)

The Revisor's Office cannot provide legal advice or interpretation of Maine law to the public. If you need legal advice, please consult a qualified attorney.
Office of the Revisor of Statutes
7 State House Station
State House Room 108
Augusta, Maine 04333-0007 This page created on: 2005-10-01
Title 32 - §10302. Exempt broker-dealers and sales representatives (REPEALED)

Title 32: PROFESSIONS AND OCCUPATIONS
Chapter 105: REVISED MAINE SECURITIES ACT (HEADING: PL 2005, c. 65, Pt. A, @1 (rp))
Subchapter 3: LICENSING OF BROKER-DEALERS, SALES REPRESENTATIVES AND INVESTMENT ADVISORS (HEADING: PL 2005, c. 65, Pt. A, @1 (rp))

§10302. Exempt broker-dealers and sales representatives (REPEALED)

The Revisor's Office cannot provide legal advice or interpretation of Maine law to the public. If you need legal advice, please consult a qualified attorney.
Office of the Revisor of Statutes
7 State House Station
State House Room 108
Augusta, Maine 04333-0007 This page created on: 2005-10-01
Title 32 - §10303. Investment adviser and investment adviser representative licensing requirement (REPEALED)

Title 32: PROFESSIONS AND OCCUPATIONS
Chapter 105: REVISED MAINE SECURITIES ACT (HEADING: PL 2005, c. 65, Pt. A, @1 (rp))
Subchapter 3: LICENSING OF BROKER-DEALERS, SALES REPRESENTATIVES AND INVESTMENT ADVISORS (HEADING: PL 2005, c. 65, Pt. A, @1 (rp))

§10303. Investment adviser and investment adviser representative licensing requirement (REPEALED)

The Revisor's Office cannot provide legal advice or interpretation of Maine law to the public. If you need legal advice, please consult a qualified attorney.
Office of the Revisor of Statutes
7 State House Station
State House Room 108
Augusta, Maine 04333-0007 This page created on: 2005-10-01
Title 32 - §10304. Exempt investment advisers (REPEALED)

Title 32: PROFESSIONS AND OCCUPATIONS
Chapter 105: REVISED MAINE SECURITIES ACT (HEADING: PL 2005, c. 65, Pt. A, @1 (rp))
Subchapter 3: LICENSING OF BROKER-DEALERS, SALES REPRESENTATIVES AND INVESTMENT ADVISORS (HEADING: PL 2005, c. 65, Pt. A, @1 (rp))

§10304. Exempt investment advisers (REPEALED)

The Revisor's Office cannot provide legal advice or interpretation of Maine law to the public. If you need legal advice, please consult a qualified attorney.
Office of the Revisor of Statutes
7 State House Station
State House Room 108
Augusta, Maine 04333-0007 This page created on: 2005-10-01
Title 32 - §10305-A. Notice filing (REPEALED)

Title 32: PROFESSIONS AND OCCUPATIONS
Chapter 105: REVISED MAINE SECURITIES ACT (HEADING: PL 2005, c. 65, Pt. A, @1 (rp))
Subchapter 3: LICENSING OF BROKER-DEALERS, SALES REPRESENTATIVES AND INVESTMENT ADVISORS (HEADING: PL 2005, c. 65, Pt. A, @1 (rp))

§10305-A. Notice filing (REPEALED)

The Revisor's Office cannot provide legal advice or interpretation of Maine law to the public. If you need legal advice, please consult a qualified attorney.
Office of the Revisor of Statutes
7 State House Station
State House Room 108
Augusta, Maine 04333-0007 This page created on: 2005-10-01
Title 32 - §10305. Application (REPEALED)

Title 32: PROFESSIONS AND OCCUPATIONS
Chapter 105: REVISED MAINE SECURITIES ACT (HEADING: PL 2005, c. 65, Pt. A, @1 (rp))
Subchapter 3: LICENSING OF BROKER-DEALERS, SALES REPRESENTATIVES AND INVESTMENT ADVISORS (HEADING: PL 2005, c. 65, Pt. A, @1 (rp))

§10305. Application (REPEALED)

The Revisor's Office cannot provide legal advice or interpretation of Maine law to the public. If you need legal advice, please consult a qualified attorney.
Office of the Revisor of Statutes
7 State House Station
State House Room 108
Augusta, Maine 04333-0007 This page created on: 2005-10-01
Title 32 - §10306. Fees (REPEALED)

Title 32: PROFESSIONS AND OCCUPATIONS
Chapter 105: REVISED MAINE SECURITIES ACT (HEADING: PL 2005, c. 65, Pt. A, @1 (rp))
Subchapter 3: LICENSING OF BROKER-DEALERS, SALES REPRESENTATIVES AND INVESTMENT ADVISORS (HEADING: PL 2005, c. 65, Pt. A, @1 (rp))

§10306. Fees (REPEALED)

The Revisor's Office cannot provide legal advice or interpretation of Maine law to the public. If you need legal advice, please consult a qualified attorney.
Office of the Revisor of Statutes
7 State House Station
State House Room 108
Augusta, Maine 04333-0007 This page created on: 2005-10-01
Title 32 - §10307. Examinations (REPEALED)

Title 32: PROFESSIONS AND OCCUPATIONS
Chapter 105: REVISED MAINE SECURITIES ACT (HEADING: PL 2005, c. 65, Pt. A, @1 (rp))
Subchapter 3: LICENSING OF BROKER-DEALERS, SALES REPRESENTATIVES AND INVESTMENT ADVISORS (HEADING: PL 2005, c. 65, Pt. A, @1 (rp))

§10307. Examinations (REPEALED)

The Revisor's Office cannot provide legal advice or interpretation of Maine law to the public. If you need legal advice, please consult a qualified attorney.
Office of the Revisor of Statutes
7 State House Station
State House Room 108
Augusta, Maine 04333-0007 This page created on: 2005-10-01
Title 32 - §10308. Licensing (REPEALED)

Title 32: PROFESSIONS AND OCCUPATIONS
Chapter 105: REVISED MAINE SECURITIES ACT (HEADING: PL 2005, c. 65, Pt. A, @1 (rp))
Subchapter 3: LICENSING OF BROKER-DEALERS, SALES REPRESENTATIVES AND INVESTMENT ADVISORS (HEADING: PL 2005, c. 65, Pt. A, @1 (rp))

§10308. Licensing (REPEALED)

The Revisor's Office cannot provide legal advice or interpretation of Maine law to the public. If you need legal advice, please consult a qualified attorney.
Office of the Revisor of Statutes
7 State House Station
State House Room 108
Augusta, Maine 04333-0007 This page created on: 2005-10-01
Title 32 - §10309. Annual report and fee (REPEALED)

Title 32: PROFESSIONS AND OCCUPATIONS
Chapter 105: REVISED MAINE SECURITIES ACT (HEADING: PL 2005, c. 65, Pt. A, @1 (rp))
Subchapter 3: LICENSING OF BROKER-DEALERS, SALES REPRESENTATIVES AND INVESTMENT ADVISORS (HEADING: PL 2005, c. 65, Pt. A, @1 (rp))

§10309. Annual report and fee (REPEALED)

The Revisor's Office cannot provide legal advice or interpretation of Maine law to the public. If you need legal advice, please consult a qualified attorney.
Office of the Revisor of Statutes
7 State House Station
State House Room 108
Augusta, Maine 04333-0007 This page created on: 2005-10-01
Title 32 - §10310. Post-licensing requirements (REPEALED)

Title 32: PROFESSIONS AND OCCUPATIONS
Chapter 105: REVISED MAINE SECURITIES ACT (HEADING: PL 2005, c. 65, Pt. A, @1 (rp))
Subchapter 3: LICENSING OF BROKER-DEALERS, SALES REPRESENTATIVES AND INVESTMENT ADVISORS (HEADING: PL 2005, c. 65, Pt. A, @1 (rp))

§10310. Post-licensing requirements (REPEALED)

The Revisor's Office cannot provide legal advice or interpretation of Maine law to the public. If you need legal advice, please consult a qualified attorney.
Office of the Revisor of Statutes
7 State House Station
State House Room 108
Augusta, Maine 04333-0007 This page created on: 2005-10-01
Title 32 - §10311. Successor firms (REPEALED)

Title 32: PROFESSIONS AND OCCUPATIONS
Chapter 105: REVISED MAINE SECURITIES ACT (HEADING: PL 2005, c. 65, Pt. A, @1 (rp))
Subchapter 3: LICENSING OF BROKER-DEALERS, SALES REPRESENTATIVES AND INVESTMENT ADVISORS (HEADING: PL 2005, c. 65, Pt. A, @1 (rp))

§10311. Successor firms (REPEALED)

The Revisor's Office cannot provide legal advice or interpretation of Maine law to the public. If you need legal advice, please consult a qualified attorney.
Office of the Revisor of Statutes
7 State House Station
State House Room 108
Augusta, Maine 04333-0007 This page created on: 2005-10-01
Title 32 - §10312. Inspection power (REPEALED)

Title 32: PROFESSIONS AND OCCUPATIONS
Chapter 105: REVISED MAINE SECURITIES ACT (HEADING: PL 2005, c. 65, Pt. A, @1 (rp))
Subchapter 3: LICENSING OF BROKER-DEALERS, SALES REPRESENTATIVES AND INVESTMENT ADVISORS (HEADING: PL 2005, c. 65, Pt. A, @1 (rp))

§10312. Inspection power (REPEALED)

The Revisor's Office cannot provide legal advice or interpretation of Maine law to the public. If you need legal advice, please consult a qualified attorney.
Office of the Revisor of Statutes
7 State House Station
State House Room 108
Augusta, Maine 04333-0007 This page created on: 2005-10-01
Title 32 - §10313. Grounds for denial, suspension, revocation, cancellation and withdrawal (REPEALED)

Title 32: PROFESSIONS AND OCCUPATIONS
Chapter 105: REVISED MAINE SECURITIES ACT (HEADING: PL 2005, c. 65, Pt. A, @1 (rp))
Subchapter 3: LICENSING OF BROKER-DEALERS, SALES REPRESENTATIVES AND INVESTMENT ADVISORS (HEADING: PL 2005, c. 65, Pt. A, @1 (rp))

§10313. Grounds for denial, suspension, revocation, cancellation and withdrawal (REPEALED)

The Revisor's Office cannot provide legal advice or interpretation of Maine law to the public. If you need legal advice, please consult a qualified attorney.
Office of the Revisor of Statutes
7 State House Station
State House Room 108
Augusta, Maine 04333-0007 This page created on: 2005-10-01
Title 32 - §10314. Custody of clients' securities and funds (REPEALED)

Title 32: PROFESSIONS AND OCCUPATIONS
Chapter 105: REVISED MAINE SECURITIES ACT (HEADING: PL 2005, c. 65, Pt. A, @1 (rp))
Subchapter 3: LICENSING OF BROKER-DEALERS, SALES REPRESENTATIVES AND INVESTMENT ADVISORS (HEADING: PL 2005, c. 65, Pt. A, @1 (rp))

§10314. Custody of clients' securities and funds (REPEALED)

The Revisor's Office cannot provide legal advice or interpretation of Maine law to the public. If you need legal advice, please consult a qualified attorney.
Office of the Revisor of Statutes
7 State House Station
State House Room 108
Augusta, Maine 04333-0007 This page created on: 2005-10-01
Title 32 - §10401. Registration requirement (REPEALED)

Title 32: PROFESSIONS AND OCCUPATIONS
Chapter 105: REVISED MAINE SECURITIES ACT (HEADING: PL 2005, c. 65, Pt. A, @1 (rp))
Subchapter 4: REGISTRATION OF SECURITIES (HEADING: PL 2005, c. 65, Pt. A, @1 (rp))

§10401. Registration requirement (REPEALED)

The Revisor's Office cannot provide legal advice or interpretation of Maine law to the public. If you need legal advice, please consult a qualified attorney.
Office of the Revisor of Statutes
7 State House Station
State House Room 108
Augusta, Maine 04333-0007 This page created on: 2005-10-01
Title 32 - §10402. Registration by notification (REPEALED)

Title 32: PROFESSIONS AND OCCUPATIONS
Chapter 105: REVISED MAINE SECURITIES ACT (HEADING: PL 2005, c. 65, Pt. A, @1 (rp))
Subchapter 4: REGISTRATION OF SECURITIES (HEADING: PL 2005, c. 65, Pt. A, @1 (rp))

§10402. Registration by notification (REPEALED)

The Revisor's Office cannot provide legal advice or interpretation of Maine law to the public. If you need legal advice, please consult a qualified attorney.
Office of the Revisor of Statutes
7 State House Station
State House Room 108
Augusta, Maine 04333-0007 This page created on: 2005-10-01
Title 32 - §10403. Registration by coordination (REPEALED)

Title 32: PROFESSIONS AND OCCUPATIONS
Chapter 105: REVISED MAINE SECURITIES ACT (HEADING: PL 2005, c. 65, Pt. A, @1 (rp))
Subchapter 4: REGISTRATION OF SECURITIES (HEADING: PL 2005, c. 65, Pt. A, @1 (rp))

§10403. Registration by coordination (REPEALED)

The Revisor's Office cannot provide legal advice or interpretation of Maine law to the public. If you need legal advice, please consult a qualified attorney.
Office of the Revisor of Statutes
7 State House Station
State House Room 108
Augusta, Maine 04333-0007 This page created on: 2005-10-01
Title 32 - §10404. Registration by qualification (REPEALED)

Title 32: PROFESSIONS AND OCCUPATIONS
Chapter 105: REVISED MAINE SECURITIES ACT (HEADING: PL 2005, c. 65, Pt. A, @1 (rp))
Subchapter 4: REGISTRATION OF SECURITIES (HEADING: PL 2005, c. 65, Pt. A, @1 (rp))

§10404. Registration by qualification (REPEALED)

The Revisor's Office cannot provide legal advice or interpretation of Maine law to the public. If you need legal advice, please consult a qualified attorney.
Office of the Revisor of Statutes
7 State House Station
State House Room 108
Augusta, Maine 04333-0007 This page created on: 2005-10-01
Title 32 - §10405. Provisions applicable to registration generally (REPEALED)

Title 32: PROFESSIONS AND OCCUPATIONS
Chapter 105: REVISED MAINE SECURITIES ACT (HEADING: PL 2005, c. 65, Pt. A, @1 (rp))
Subchapter 4: REGISTRATION OF SECURITIES (HEADING: PL 2005, c. 65, Pt. A, @1 (rp))

§10405. Provisions applicable to registration generally (REPEALED)

The Revisor's Office cannot provide legal advice or interpretation of Maine law to the public. If you need legal advice, please consult a qualified attorney.
Office of the Revisor of Statutes
7 State House Station
State House Room 108
Augusta, Maine 04333-0007 This page created on: 2005-10-01
Title 32 - §10406. Denial, suspension and revocation of registration (REPEALED)

Title 32: PROFESSIONS AND OCCUPATIONS
Chapter 105: REVISED MAINE SECURITIES ACT (HEADING: PL 2005, c. 65, Pt. A, @1 (rp))
Subchapter 4: REGISTRATION OF SECURITIES (HEADING: PL 2005, c. 65, Pt. A, @1 (rp))

§10406. Denial, suspension and revocation of registration (REPEALED)

The Revisor's Office cannot provide legal advice or interpretation of Maine law to the public. If you need legal advice, please consult a qualified attorney.
Office of the Revisor of Statutes
7 State House Station
State House Room 108
Augusta, Maine 04333-0007 This page created on: 2005-10-01
Title 32 - §10501. Definitions (REPEALED)

Title 32: PROFESSIONS AND OCCUPATIONS
Chapter 105: REVISED MAINE SECURITIES ACT (HEADING: PL 2005, c. 65, Pt. A, @1 (rp))
Subchapter 5: GENERAL PROVISIONS (HEADING: PL 2005, c. 65, Pt. A, @1 (rp))

§10501. Definitions (REPEALED)

The Revisor's Office cannot provide legal advice or interpretation of Maine law to the public. If you need legal advice, please consult a qualified attorney.
Office of the Revisor of Statutes
7 State House Station
State House Room 108
Augusta, Maine 04333-0007 This page created on: 2005-10-01
Title 32 - §10502. Exemptions (REPEALED)

Title 32: PROFESSIONS AND OCCUPATIONS
Chapter 105: REVISED MAINE SECURITIES ACT (HEADING: PL 2005, c. 65, Pt. A, @1 (rp))
Subchapter 5: GENERAL PROVISIONS (HEADING: PL 2005, c. 65, Pt. A, @1 (rp))

§10502. Exemptions (REPEALED)

The Revisor's Office cannot provide legal advice or interpretation of Maine law to the public. If you need legal advice, please consult a qualified attorney.
Office of the Revisor of Statutes
7 State House Station
State House Room 108
Augusta, Maine 04333-0007 This page created on: 2005-10-01
Title 32 - §10503. Filing of sales and advertising literature (REPEALED)

Title 32: PROFESSIONS AND OCCUPATIONS
Chapter 105: REVISED MAINE SECURITIES ACT (HEADING: PL 2005, c. 65, Pt. A, @1 (rp))
Subchapter 5: GENERAL PROVISIONS (HEADING: PL 2005, c. 65, Pt. A, @1 (rp))

§10503. Filing of sales and advertising literature (REPEALED)

The Revisor's Office cannot provide legal advice or interpretation of Maine law to the public. If you need legal advice, please consult a qualified attorney.
Office of the Revisor of Statutes
7 State House Station
State House Room 108
Augusta, Maine 04333-0007 This page created on: 2005-10-01
Title 32 - §10504. Filing of sales and advertising literature (REPEALED)

Title 32: PROFESSIONS AND OCCUPATIONS
Chapter 105: REVISED MAINE SECURITIES ACT (HEADING: PL 2005, c. 65, Pt. A, @1 (rp))
Subchapter 5: GENERAL PROVISIONS (HEADING: PL 2005, c. 65, Pt. A, @1 (rp))

§10504. Filing of sales and advertising literature (REPEALED)

The Revisor's Office cannot provide legal advice or interpretation of Maine law to the public. If you need legal advice, please consult a qualified attorney.
Office of the Revisor of Statutes
7 State House Station
State House Room 108
Augusta, Maine 04333-0007 This page created on: 2005-10-01
Title 32 - §10505. Federal covered securities (REPEALED)

Title 32: PROFESSIONS AND OCCUPATIONS
Chapter 105: REVISED MAINE SECURITIES ACT (HEADING: PL 2005, c. 65, Pt. A, @1 (rp))
Subchapter 5: GENERAL PROVISIONS (HEADING: PL 2005, c. 65, Pt. A, @1 (rp))

§10505. Federal covered securities (REPEALED)

The Revisor's Office cannot provide legal advice or interpretation of Maine law to the public. If you need legal advice, please consult a qualified attorney.
Office of the Revisor of Statutes
7 State House Station
State House Room 108
Augusta, Maine 04333-0007 This page created on: 2005-10-01
Title 32 - §10601. Investigations (REPEALED)

Title 32: PROFESSIONS AND OCCUPATIONS
Chapter 105: REVISED MAINE SECURITIES ACT (HEADING: PL 2005, c. 65, Pt. A, @1 (rp))
Subchapter 6: ENFORCEMENT AND CIVIL LIABILITY (HEADING: PL 2005, c. 65, Pt. A, @1 (rp))

§10601. Investigations (REPEALED)

The Revisor's Office cannot provide legal advice or interpretation of Maine law to the public. If you need legal advice, please consult a qualified attorney.
Office of the Revisor of Statutes
7 State House Station
State House Room 108
Augusta, Maine 04333-0007 This page created on: 2005-10-01
Title 32 - §10602. Enforcement of Act (REPEALED)

Title 32: PROFESSIONS AND OCCUPATIONS
Chapter 105: REVISED MAINE SECURITIES ACT (HEADING: PL 2005, c. 65, Pt. A, @1 (rp))
Subchapter 6: ENFORCEMENT AND CIVIL LIABILITY (HEADING: PL 2005, c. 65, Pt. A, @1 (rp))

§10602. Enforcement of Act (REPEALED)

The Revisor's Office cannot provide legal advice or interpretation of Maine law to the public. If you need legal advice, please consult a qualified attorney.
Office of the Revisor of Statutes
7 State House Station
State House Room 108
Augusta, Maine 04333-0007 This page created on: 2005-10-01
Title 32 - §10603. Power of court to grant relief (REPEALED)

Title 32: PROFESSIONS AND OCCUPATIONS
Chapter 105: REVISED MAINE SECURITIES ACT (HEADING: PL 2005, c. 65, Pt. A, @1 (rp))
Subchapter 6: ENFORCEMENT AND CIVIL LIABILITY (HEADING: PL 2005, c. 65, Pt. A, @1 (rp))

§10603. Power of court to grant relief (REPEALED)

The Revisor's Office cannot provide legal advice or interpretation of Maine law to the public. If you need legal advice, please consult a qualified attorney.
Office of the Revisor of Statutes
7 State House Station
State House Room 108
Augusta, Maine 04333-0007 This page created on: 2005-10-01
Title 32 - §10604. Criminal penalties (REPEALED)

Title 32: PROFESSIONS AND OCCUPATIONS
Chapter 105: REVISED MAINE SECURITIES ACT (HEADING: PL 2005, c. 65, Pt. A, @1 (rp))
Subchapter 6: ENFORCEMENT AND CIVIL LIABILITY (HEADING: PL 2005, c. 65, Pt. A, @1 (rp))

§10604. Criminal penalties (REPEALED)

The Revisor's Office cannot provide legal advice or interpretation of Maine law to the public. If you need legal advice, please consult a qualified attorney.
Office of the Revisor of Statutes
7 State House Station
State House Room 108
Augusta, Maine 04333-0007 This page created on: 2005-10-01
Title 32 - §10605. Civil liability (REPEALED)

Title 32: PROFESSIONS AND OCCUPATIONS
Chapter 105: REVISED MAINE SECURITIES ACT (HEADING: PL 2005, c. 65, Pt. A, @1 (rp))
Subchapter 6: ENFORCEMENT AND CIVIL LIABILITY (HEADING: PL 2005, c. 65, Pt. A, @1 (rp))

§10605. Civil liability (REPEALED)

The Revisor's Office cannot provide legal advice or interpretation of Maine law to the public. If you need legal advice, please consult a qualified attorney.
Office of the Revisor of Statutes
7 State House Station
State House Room 108
Augusta, Maine 04333-0007 This page created on: 2005-10-01
Title 32 - §10606. Civil statute of limitations (REPEALED)

Title 32: PROFESSIONS AND OCCUPATIONS
Chapter 105: REVISED MAINE SECURITIES ACT (HEADING: PL 2005, c. 65, Pt. A, @1 (rp))
Subchapter 6: ENFORCEMENT AND CIVIL LIABILITY (HEADING: PL 2005, c. 65, Pt. A, @1 (rp))

§10606. Civil statute of limitations (REPEALED)

The Revisor's Office cannot provide legal advice or interpretation of Maine law to the public. If you need legal advice, please consult a qualified attorney.
Office of the Revisor of Statutes
7 State House Station
State House Room 108
Augusta, Maine 04333-0007 This page created on: 2005-10-01
Title 32 - §10607-A. Right to rescission applicable to sales of viatical settlement contracts (REPEALED)

Title 32: PROFESSIONS AND OCCUPATIONS
Chapter 105: REVISED MAINE SECURITIES ACT (HEADING: PL 2005, c. 65, Pt. A, @1 (rp))
Subchapter 6: ENFORCEMENT AND CIVIL LIABILITY (HEADING: PL 2005, c. 65, Pt. A, @1 (rp))

§10607-A. Right to rescission applicable to sales of viatical settlement contracts (REPEALED)

The Revisor's Office cannot provide legal advice or interpretation of Maine law to the public. If you need legal advice, please consult a qualified attorney.
Office of the Revisor of Statutes
7 State House Station
State House Room 108
Augusta, Maine 04333-0007 This page created on: 2005-10-01
Title 32 - §10607. Rescission and settlement offers (REPEALED)

Title 32: PROFESSIONS AND OCCUPATIONS
Chapter 105: REVISED MAINE SECURITIES ACT (HEADING: PL 2005, c. 65, Pt. A, @1 (rp))
Subchapter 6: ENFORCEMENT AND CIVIL LIABILITY (HEADING: PL 2005, c. 65, Pt. A, @1 (rp))

§10607. Rescission and settlement offers (REPEALED)

The Revisor's Office cannot provide legal advice or interpretation of Maine law to the public. If you need legal advice, please consult a qualified attorney.
Office of the Revisor of Statutes
7 State House Station
State House Room 108
Augusta, Maine 04333-0007 This page created on: 2005-10-01
Title 32 - §10608. Miscellaneous provisions (REPEALED)

Title 32: PROFESSIONS AND OCCUPATIONS
Chapter 105: REVISED MAINE SECURITIES ACT (HEADING: PL 2005, c. 65, Pt. A, @1 (rp))
Subchapter 6: ENFORCEMENT AND CIVIL LIABILITY (HEADING: PL 2005, c. 65, Pt. A, @1 (rp))

§10608. Miscellaneous provisions (REPEALED)

The Revisor's Office cannot provide legal advice or interpretation of Maine law to the public. If you need legal advice, please consult a qualified attorney.
Office of the Revisor of Statutes
7 State House Station
State House Room 108
Augusta, Maine 04333-0007 This page created on: 2005-10-01
Title 32 - §10701. Administration of Act (REPEALED)

Title 32: PROFESSIONS AND OCCUPATIONS
Chapter 105: REVISED MAINE SECURITIES ACT (HEADING: PL 2005, c. 65, Pt. A, @1 (rp))
Subchapter 7: ADMINISTRATION (HEADING: PL 2005, c. 65, Pt. A, @1 (rp))

§10701. Administration of Act (REPEALED)

The Revisor's Office cannot provide legal advice or interpretation of Maine law to the public. If you need legal advice, please consult a qualified attorney.
Office of the Revisor of Statutes
7 State House Station
State House Room 108
Augusta, Maine 04333-0007 This page created on: 2005-10-01
Title 32 - §10702. Cooperation with other agencies (REPEALED)

Title 32: PROFESSIONS AND OCCUPATIONS
Chapter 105: REVISED MAINE SECURITIES ACT (HEADING: PL 2005, c. 65, Pt. A, @1 (rp))
Subchapter 7: ADMINISTRATION (HEADING: PL 2005, c. 65, Pt. A, @1 (rp))

§10702. Cooperation with other agencies (REPEALED)

The Revisor's Office cannot provide legal advice or interpretation of Maine law to the public. If you need legal advice, please consult a qualified attorney.
Office of the Revisor of Statutes
7 State House Station
State House Room 108
Augusta, Maine 04333-0007 This page created on: 2005-10-01
Title 32 - §10703. General authority to adopt rules, forms and orders (REPEALED)

Title 32: PROFESSIONS AND OCCUPATIONS
Chapter 105: REVISED MAINE SECURITIES ACT (HEADING: PL 2005, c. 65, Pt. A, @1 (rp))
Subchapter 7: ADMINISTRATION (HEADING: PL 2005, c. 65, Pt. A, @1 (rp))

§10703. General authority to adopt rules, forms and orders (REPEALED)

The Revisor's Office cannot provide legal advice or interpretation of Maine law to the public. If you need legal advice, please consult a qualified attorney.
Office of the Revisor of Statutes
7 State House Station
State House Room 108
Augusta, Maine 04333-0007 This page created on: 2005-10-01
Title 32 - §10704. Consent to service of process (REPEALED)

Title 32: PROFESSIONS AND OCCUPATIONS
Chapter 105: REVISED MAINE SECURITIES ACT (HEADING: PL 2005, c. 65, Pt. A, @1 (rp))
Subchapter 7: ADMINISTRATION (HEADING: PL 2005, c. 65, Pt. A, @1 (rp))

§10704. Consent to service of process (REPEALED)

The Revisor's Office cannot provide legal advice or interpretation of Maine law to the public. If you need legal advice, please consult a qualified attorney.
Office of the Revisor of Statutes
7 State House Station
State House Room 108
Augusta, Maine 04333-0007 This page created on: 2005-10-01
Title 32 - §10705. Advisory rulings; declaratory rulings (REPEALED)

Title 32: PROFESSIONS AND OCCUPATIONS
Chapter 105: REVISED MAINE SECURITIES ACT (HEADING: PL 2005, c. 65, Pt. A, @1 (rp))
Subchapter 7: ADMINISTRATION (HEADING: PL 2005, c. 65, Pt. A, @1 (rp))

§10705. Advisory rulings; declaratory rulings (REPEALED)

The Revisor's Office cannot provide legal advice or interpretation of Maine law to the public. If you need legal advice, please consult a qualified attorney.
Office of the Revisor of Statutes
7 State House Station
State House Room 108
Augusta, Maine 04333-0007 This page created on: 2005-10-01
Title 32 - §10706. Administrative files (REPEALED)

Title 32: PROFESSIONS AND OCCUPATIONS
Chapter 105: REVISED MAINE SECURITIES ACT (HEADING: PL 2005, c. 65, Pt. A, @1 (rp))
Subchapter 7: ADMINISTRATION (HEADING: PL 2005, c. 65, Pt. A, @1 (rp))

§10706. Administrative files (REPEALED)

The Revisor's Office cannot provide legal advice or interpretation of Maine law to the public. If you need legal advice, please consult a qualified attorney.
Office of the Revisor of Statutes
7 State House Station
State House Room 108
Augusta, Maine 04333-0007 This page created on: 2005-10-01
Title 32 - §10707. Scope of the Act (REPEALED)

Title 32: PROFESSIONS AND OCCUPATIONS
Chapter 105: REVISED MAINE SECURITIES ACT (HEADING: PL 2005, c. 65, Pt. A, @1 (rp))
Subchapter 7: ADMINISTRATION (HEADING: PL 2005, c. 65, Pt. A, @1 (rp))

§10707. Scope of the Act (REPEALED)

The Revisor's Office cannot provide legal advice or interpretation of Maine law to the public. If you need legal advice, please consult a qualified attorney.
Office of the Revisor of Statutes
7 State House Station
State House Room 108
Augusta, Maine 04333-0007 This page created on: 2005-10-01
Title 32 - §10708. Procedure for entry of an order (REPEALED)

Title 32: PROFESSIONS AND OCCUPATIONS
Chapter 105: REVISED MAINE SECURITIES ACT (HEADING: PL 2005, c. 65, Pt. A, @1 (rp))
Subchapter 7: ADMINISTRATION (HEADING: PL 2005, c. 65, Pt. A, @1 (rp))

§10708. Procedure for entry of an order (REPEALED)

The Revisor's Office cannot provide legal advice or interpretation of Maine law to the public. If you need legal advice, please consult a qualified attorney.
Office of the Revisor of Statutes
7 State House Station
State House Room 108
Augusta, Maine 04333-0007 This page created on: 2005-10-01
Title 32 - §10709. Judicial review of orders (REPEALED)

Title 32: PROFESSIONS AND OCCUPATIONS
Chapter 105: REVISED MAINE SECURITIES ACT (HEADING: PL 2005, c. 65, Pt. A, @1 (rp))
Subchapter 7: ADMINISTRATION (HEADING: PL 2005, c. 65, Pt. A, @1 (rp))

§10709. Judicial review of orders (REPEALED)

The Revisor's Office cannot provide legal advice or interpretation of Maine law to the public. If you need legal advice, please consult a qualified attorney.
Office of the Revisor of Statutes
7 State House Station
State House Room 108
Augusta, Maine 04333-0007 This page created on: 2005-10-01
Title 32 - §10710. Repeal and saving provisions (REPEALED)

Title 32: PROFESSIONS AND OCCUPATIONS
Chapter 105: REVISED MAINE SECURITIES ACT (HEADING: PL 2005, c. 65, Pt. A, @1 (rp))
Subchapter 7: ADMINISTRATION (HEADING: PL 2005, c. 65, Pt. A, @1 (rp))

§10710. Repeal and saving provisions (REPEALED)

The Revisor's Office cannot provide legal advice or interpretation of Maine law to the public. If you need legal advice, please consult a qualified attorney.
Office of the Revisor of Statutes
7 State House Station
State House Room 108
Augusta, Maine 04333-0007 This page created on: 2005-10-01
Title 32 - §10711. Acts of Superintendent of Financial Institutions (REPEALED)

Title 32: PROFESSIONS AND OCCUPATIONS
Chapter 105: REVISED MAINE SECURITIES ACT (HEADING: PL 2005, c. 65, Pt. A, @1 (rp))
Subchapter 7: ADMINISTRATION (HEADING: PL 2005, c. 65, Pt. A, @1 (rp))

§10711. Acts of Superintendent of Financial Institutions (REPEALED)

The Revisor's Office cannot provide legal advice or interpretation of Maine law to the public. If you need legal advice, please consult a qualified attorney.
Office of the Revisor of Statutes
7 State House Station
State House Room 108
Augusta, Maine 04333-0007 This page created on: 2005-10-01
Title 32 - §10712. Authority to change fees (REPEALED)

Title 32: PROFESSIONS AND OCCUPATIONS
Chapter 105: REVISED MAINE SECURITIES ACT (HEADING: PL 2005, c. 65, Pt. A, @1 (rp))
Subchapter 7: ADMINISTRATION (HEADING: PL 2005, c. 65, Pt. A, @1 (rp))

§10712. Authority to change fees (REPEALED)

The Revisor's Office cannot provide legal advice or interpretation of Maine law to the public. If you need legal advice, please consult a qualified attorney.
Office of the Revisor of Statutes
7 State House Station
State House Room 108
Augusta, Maine 04333-0007 This page created on: 2005-10-01
Title 32 - §10713. Operating fund (REPEALED)

Title 32: PROFESSIONS AND OCCUPATIONS
Chapter 105: REVISED MAINE SECURITIES ACT (HEADING: PL 2005, c. 65, Pt. A, @1 (rp))
Subchapter 7: ADMINISTRATION (HEADING: PL 2005, c. 65, Pt. A, @1 (rp))

§10713. Operating fund (REPEALED)

The Revisor's Office cannot provide legal advice or interpretation of Maine law to the public. If you need legal advice, please consult a qualified attorney.
Office of the Revisor of Statutes
7 State House Station
State House Room 108
Augusta, Maine 04333-0007 This page created on: 2005-10-01

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